0001120437-20-000018.txt : 20200110 0001120437-20-000018.hdr.sgml : 20200110 20200110154038 ACCESSION NUMBER: 0001120437-20-000018 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson Prudence E CENTRAL INDEX KEY: 0001435492 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14157 FILM NUMBER: 20520970 MAIL ADDRESS: STREET 1: 30 N LASALLE STREET SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001051512 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 362669023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 5 1 wf-form5_157868882111415.xml FORM 5 X0306 5 2019-12-31 0 0 0 0001051512 TELEPHONE & DATA SYSTEMS INC /DE/ TDS 0001435492 Carlson Prudence E 30 N. LASALLE ST. STE. 4000 CHICAGO IL 60602 1 0 0 0 Common Shares 56129 D Common Shares 1729474 I By Voting Trust Series A Common Shares Common Shares 1881354.0 1881354 I By Voting Trust Series A Common Shares Common Shares 198136.0 198136 D Reporting person is one of four trustees of a voting trust which is record owner of these common shares and which files its holdings on a Form 4. Of these shares, 40,672 common shares held for the benefit of spouse and children. Includes 555,487 in reporting person's name, 423,111 are held by a Trust, and 20,629 in reporting person's Grantor Retained Annuity Trust (GRAT) both held for the benefit of the reporting person and 689,575 held by family partnerships of which reporting person is a general partner. Reporting person disclaims beneficial ownership of shares held for the benefit of persons other than the reporting person. On August 28, the reporting person transferred 423,111 Series A Common voting trust certificates owned in a family partnership to herself individually and then transferred them from her individually into her GRAT. Additionally, on the same day, the reporting person transferred 423,111 Common shares from her GRAT to her Trust. The reporting person previously reported all of the securities. Accordingly, the transfer of voting trust certificates did not result in any change in the number of securities reported as beneficially owned by the reporting person. Series A Common shares are convertible on a share for share basis into common. Reporting person is one of four trustees of a voting trust which is record owner of these Series A Common shares and which files its holdings on a Form 4. Of these shares, 423,111 are held by GRAT and 36,968 Series A common shares held for the benefit of spouse and children. Includes 1,421,275 shares which are held by family partnerships of which reporting person is a general partner. Reporting person disclaims beneficial ownership of shares held for the benefit of persons other than the reporting person. Julie D. Mathews, by power of atty 2020-01-10