0001120437-18-000013.txt : 20180205 0001120437-18-000013.hdr.sgml : 20180205 20180205120308 ACCESSION NUMBER: 0001120437-18-000013 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shuma Douglas D CENTRAL INDEX KEY: 0001411904 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14157 FILM NUMBER: 18573381 MAIL ADDRESS: STREET 1: 8401 GREENWAY BOULEVARD CITY: MIDDLETON STATE: WI ZIP: 53562 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001051512 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 362669023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 5 1 edgar.xml PRIMARY DOCUMENT X0306 5 2017-12-31 0 0 0001051512 TELEPHONE & DATA SYSTEMS INC /DE/ TDS 0001411904 Shuma Douglas D 8401 GREENWAY BLVD. MIDDLETON WI 53562 0 1 0 0 SVP - Finance and CAO Common Shares 7390 D Option (Right to Buy) 35.35 2018-05-21 Common Shares 15300 15300 D Option (Right to Buy) 29.94 2021-05-13 Common Shares 21500 21500 D Option (Right to Buy) 26.83 2024-05-16 Common Shares 25411 25411 D Option (Right to Buy) 29.26 2025-05-11 Common Shares 31356 31356 D Option (Right to Buy) 29.45 2026-08-15 Common Shares 8430 8430 D Option (Right to Buy) 27.79 2027-05-24 Common Shares 8394 8394 D Restricted Stock Units 2018-05-11 Common Shares 6992 6992 D Restricted Stock Units 2019-05-11 Common Shares 11757 11757 D Restricted Stock Units 2020-05-24 Common Shares 9691 9691 D Deferred Compensation Common Shares 6158 6158 D Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on Aug. 26, 2009, one-third becoming exercisable on Aug. 26, 2010 and one-third becoming exercisable on Aug. 26, 2011. Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the first anniversary, one-third on the second annual anniversary and one-third on the third annual anniversary. Reporting person deferred performance bonuses pursuant to the Long Term Incentive Plans. At Dec. 31, 2017, a total of 6,158 shares were vested. Restricted stock units pursuant to the 2011 Long Term Incentive Plan. Stock units will become vested on the third annual anniversary. Stock options granted pursuant to the 2011 Long Term Incentive Plan. Options become exercisable on the third annual anniversary. Julie D. Mathews, by power of atty 2018-02-05