0001120437-17-000004.txt : 20170109
0001120437-17-000004.hdr.sgml : 20170109
20170109124855
ACCESSION NUMBER: 0001120437-17-000004
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170109
DATE AS OF CHANGE: 20170109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/
CENTRAL INDEX KEY: 0001051512
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 362669023
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 3126301900
MAIL ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLSON WALTER CD
CENTRAL INDEX KEY: 0001230118
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14157
FILM NUMBER: 17516662
MAIL ADDRESS:
STREET 1: C/O TDS 30 N LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
5
1
edgar.xml
PRIMARY DOCUMENT
X0306
5
2016-12-31
0
0
0001051512
TELEPHONE & DATA SYSTEMS INC /DE/
TDS
0001230118
CARLSON WALTER CD
30 N. LASALLE ST., STE. 4000
CHICAGO
IL
60602
1
0
0
0
Common Shares
40005
D
Common Shares
1956719
I
By Voting Trust
Series A Common shares
Common Shares
1134
1134
D
Series A Common Shares
Common Shares
2256570
2256570
I
By Voting Trust
Series A Common shares are convertible, on a share-for-share basis, into common shares.
Reporting person is one of four trustees which is record owner of these shares and while files its holdings on forms 4. Of these shares, 126,350 are held for the benefit of children, 7,770 are held by wife, and 687,833 are held by family partnership of which reporting person is a general partner. Includes 26,720 shares that reporting person is trustee of trusts which his children beneficially own the shares in the trusts. Reporting person disclaims beneficial ownership of shares held for benefit of persons other than the reporting person. The remaining shares include 350,000 in GRAT's name and 758,046 in the individual reporting person's name.
Reporting person is one of four trustees which is record owner of these shares and while files its holdings on forms 4. Of these shares, 145,859 are held for the benefit of children, 713,032 are held by a family limited partnership, and 749,344 are held by family partnership of which reporting person is a general partner. Includes 28,867 that reporting person is trustee of trusts which his children beneficially own the shares in the trusts. Reporting person disclaims beneficial ownership of the shares held for the benefit of persons other than the reporting person. The remaining shares include 350,000 owned by GRAT and 269,468 shares in the individuals reporting person's name.
On 12/29/16, the reporting person's GRAT transferred voting trust certificates representing 87,439 Series A Common shares to reporting person individually. The reporting person previously reported all securities held in his name and through GRATs. Accordingly, the transfer of voting trust certificates did not result in any change in the number of securities reported as beneficially owned by the reporting person.
On 12/30/16, the reporting person transferred 350,000 Series A Common shares and 350,000 Common shares from his name individually into a GRAT. The reporting person previously reported all securities held in his name and through GRATs. Accordingly, the transfer of voting trust certificates did not result in any change in the number of securities reported as beneficially owned by the reporting person.
Julie D. Mathews, by power of atty
2017-01-09