-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IBtfgHhJBtKBXquKkz2qSnkjsedWUh9/HMKenT0lVIt0UF0mDYp/PCmJXZkVKXbQ FVjrRzWr8olcttkp+UkOyw== 0001120437-09-000004.txt : 20090122 0001120437-09-000004.hdr.sgml : 20090122 20090122111218 ACCESSION NUMBER: 0001120437-09-000004 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090122 DATE AS OF CHANGE: 20090122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON LEROY T JR CENTRAL INDEX KEY: 0000901731 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14157 FILM NUMBER: 09538312 BUSINESS ADDRESS: BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: C/O TDS STREET 2: 30 N. LASALLE ST #4000 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001051512 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 362669023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2008-12-31 0 0 0001051512 TELEPHONE & DATA SYSTEMS INC /DE/ TDS 0000901731 CARLSON LEROY T JR 30 N. LASALLE ST., STE. 4000 CHICAGO IL 60602 1 1 0 0 President and CEO Common Shares 4748.55 D Special Common Shares 34340.84 D Common Shares 1158.011 I By wife Special Common Shares 6444.2514 I By Wife Common Shares 2008-12-31 5 J 0 75.02 A 9230.87 I By 401K plan Special Common Shares 2008-12-31 5 J 0 248.36 A 8230.57 I By 401K plan Special Common 1813384.25 I By Voting Trust Option (Right to buy) 66.75 1999-12-15 2009-04-30 Tandem Common and Special Common Shares 27850 27850 D Option (Right to buy) 105.13 2000-12-15 2010-05-05 Tandem Common and Special Common Shares 32000 32000 D Option (Right to buy) 121.12 2010-09-16 Tnadem Common and Special Common Shares 56720 56720 D Option (Right to buy) 99.44 2001-12-15 2011-04-30 Tandem Common and Special Common Shares 29429 29429 D Option (Right to buy) 60.20 2002-12-15 2012-08-19 Tandem Common and Special Common Shares 68215 68215 D Option (Right to buy) 52.92 2003-12-15 2013-07-03 Tandem Common and Special Common Shares 65567 65567 D Option (Right to buy) 66.00 2004-12-15 2014-05-08 Tandem Common and Special Common Shares 67540 67540 D Option (Right to buy) 77.36 2005-12-15 2015-04-20 Tandem Common and Special Common Shares 111045 111045 D Option (Right to buy) 49.80 2006-12-15 2016-12-13 Special Common Shares 213333 213333 D Option (Right to buy) 59.45 2007-12-15 2017-07-02 Special Common Shares 179653 179653 D Option (Right to buy) 35.35 2018-08-26 Special Common Shares 226425 226425 D Restricted Stock Units 2009-12-15 Special Common Shares 20873 20873 D Restricted Stock Units 2010-12-15 Special Common Shares 32735 32735 D Series A Common Shares Common or Special Common Shares 1817429.97 1817429.97 I By Voting Trust Deferred Compensation 2008-12-31 5 J 0 159.024 A Common Shares 12473.62 12473.62 D Deferred Compensation 2008-12-31 5 J 0 307.806 A Special Common Shares 22895.5458 22895.5458 D Series A Common Shares Common or Special Common Shares 12818.64 12818.64 D Series A Common Shares Common or Special Common Shares 5283.1499 5283.1499 I By Wife Series A Common shares are convertible, on a share-for-share basis, into common or special common. Reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. Of these Series A Common shares, 84,106.71 (including 16,640.71 acquired in dividend reinvestment) are held as custodian for children and 9103.3 (including 1146.3 acquired in dividend reinvestment) are held by spouse, and 686,533.82 (including 16,536.82 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, 2723.14 were earned pursuant to a dividend reinvestment plan. Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children. In addition, 862,693 Series A common Shares owned by family limited partnership of which reporting person and his spouse each hold 500 general partnerhip interests and collectively hold 99,000 limited partnership interests. Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plan. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 12,473.62 common shares units were vested at 12/31/08. Granted under the TDS 1998 Long Term Incentive Plan. The option is exercisable with respect to 14,180 common shares on 12/15/01, 12/15/02, 12/15/03 and 12/15/04 for a total of 56,720 common shares. Voluntary reporting of shares acquired in 2008 in the TDS 401K. The information is based on a plan statement dated 12/31/08. The number of shares fluctuates and is attributable to the price of the shares on 12/31/08. Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plan. Employer matches vest ratably at a rate of 33%, 33% and 34% over three years. A total of 22,083.82 special common share units were vested at 12/31/08. Reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. Of these Special Common shares, 84,161.27 (including 16,695.27 acquired in dividend reinvestment) are held as custodian for children and 13429.93 (including 1158.93 acquired in dividend reinvestment) are held by spouse, and 685143.16 (including 15146.16 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, 0.89 were earned pursuant to a dividend reinvestment plan. Reporting person's GRAT owns 513,154 and wife's GRAT owns 320,410. Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children. Voluntary reporting of dividend reinvestment earned in 2008. Restricted stock unit award pursuant to the Long Term Incentive Plan. Stock units will become vested on December 15, 2009. Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third vesting on Aug. 26, 2009, one-third vesting on Aug. 26, 2010 and one-third vesting Aug. 26, 2011. Restricted stock unit award pursuant to Long Term Incentive Plan. Stock units will become vested on Dec. 15, 2010. Julie D. Mathews, by power of atty 2009-01-22 -----END PRIVACY-ENHANCED MESSAGE-----