-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ap3AOYlrCmNHyqoWqFZJZm0/DMaPKfsDYpRMspj57MterNEtunKkLRa6FKyoGKWQ 0cpZIX5zwYVNTf1NUgjBIQ== 0001120437-09-000003.txt : 20090121 0001120437-09-000003.hdr.sgml : 20090121 20090121165129 ACCESSION NUMBER: 0001120437-09-000003 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090121 DATE AS OF CHANGE: 20090121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON LEROY T CENTRAL INDEX KEY: 0001195231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14157 FILM NUMBER: 09537048 BUSINESS ADDRESS: BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: C/O TDS STREET 2: 30 N LASALLE STREET, STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001051512 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 362669023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2008-12-31 0 0 0001051512 TELEPHONE & DATA SYSTEMS INC /DE/ TDS 0001195231 CARLSON LEROY T TELEPHONE AND DATA SYSTEMS, INC. 30 N. LASALLE ST., STE. 4000 CHICAGO IL 60602 1 1 0 0 Chairman Emeritus Common Shares 56185.34 D Special Common Shares 29488.14 D Common Shares 2008-12-31 5 J 0 324.71 D 3931.51 I By 401k plan Special Common Shares 2008-12-31 5 J 0 485.47 D 2897.24 I By 401K plan Special Common Shares 217910.61 I By Voting Trust Special Common Shares 9167.83 I By wife Option (Right to buy) 66.75 1999-12-15 2009-04-30 Tandem Common and Special Common Shares 17600 17600 D Option (Right to buy) 105.13 2000-12-15 2010-05-05 Tandem Common and Special Common Shares 18000 18000 D Option (Right to buy) 121.12 2010-09-16 Tandem Common and Special Common Shares 34360 34360 D Option (Right to buy) 99.44 2001-12-15 2011-04-30 Tandem Common and Special Common Shares 15590 15590 D Option (Right to buy) 59.00 2002-12-15 2012-07-05 Tandem Common and Special Common Shares 22170 22170 D Option (Right to buy) 52.92 2003-12-15 2013-07-03 Tandem Common and Special Common Shares 23605 23605 D Option (Right to buy) 66.00 2004-12-15 2014-05-08 Tandem Common and Special Common Shares 22475 22475 D Option (Right to buy) 77.36 2005-12-15 2015-04-20 Tandem Common and Special Common Shares 26531 26531 D Option (Right to buy) 38.00 2006-12-15 2016-06-19 Special Common Shares 61127 61127 D Option (Right to buy) 59.45 2007-12-15 2017-07-02 Special Common Shares 36116 36116 D Option (Right to buy) 35.35 2018-08-26 Special Common Shares 41500 41500 D Restricted Stock Units 2009-12-15 Special Common Shares 5621 5621 D Restricted Stock Units 2010-12-15 Special Common Shares 7715 7715 D Series A Common Shares Common Shares or Special Common Shares 53833.27 53833.27 I By wife Series A Common shares Common Shares or Special Common Shares 222771.64 222771.64 I By Voting Trust Deferred Compensation 2008-12-31 5 J 0 392.405 A Common Shares 30779.84 30779.84 D Deferred Compensation 2008-12-31 5 J 0 673.645 A Special Common Shares 49620.1519 49620.1519 D Series A Common shares are convertible, on a share-for-share basis, into common or special common shares. Beneficial ownership of shares held in Voting Trust. Reporting person disclaims ownership of 189,649.81 (including 38,377.81 shares acquired pursuant to a dividend reinvestment plan) owned by wife. Includes 6467.83 shares acquired pursuant to a dividend reinvestment plan. Voluntary reporting of shares acquired in 2008 in the TDS 401K. The information is based on a plan statement dated 12/31/08. The number of shares fluctuates and is attributable to the price of the shares on 12/31/08. Reporting person has deferrred bonuses pursuant to the Long term incentive plan. The employer match vests ratably at 33%, 33% and 34% per year over a 3 year period. Common share units vested at 12/31/08 were 30,779.84. Granted under the TDS 1998 Long term incentive plan. The option is exercisable with respect to 8590 common shares on 12/15/01, 12/15/02, 12/15/03 and 12/15/04 for a total of 34,360 common shares. Common shares were granted without consideration under the long term incentive plan. As a result of the special common stock dividend, all options to purchase common shares as of May 13 under the long term incentive plan, whether vested or unvested, were adjusted into tandem options. The tandem option provides that upon exercise, the optionee purchases the number common shares orginally subject to the option plus an equal number of special common. Reporting person has deferrred bonuses pursuant to the Long term incentive plan. The employer match vests ratably at 33%, 33% and 34% per year over a 3 year period. Special common share units vested at 12/31/08 were 48,224.71. Beneficial ownership of shares held in Voting Trust. Reporting person disclaims ownership of 188,633.92 (including 37,361.92 shares acquired pursuant to a dividend reinvestment plan) owned by wife. Includes 2,622.69 shares acquired pursuant to a dividend reinvestment plan. Voluntary reporting of shares acquired through dividend reinvestment in 2008. Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the Aug. 26, 2009, one-third on Aug. 26, 2010 and one-third on Aug. 26, 2011. Restricted stock unit award pursuant to the Long Term Incentive Plan. Julie D. Mathews, by power of atty 2009-01-21 -----END PRIVACY-ENHANCED MESSAGE-----