-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UGTppuuk/dkRWB7w1qaE/OJzZUaLmUYMAZhvp+L8+pa8HdbnQbwhriVBBGM4URnv HVrLp+TLQiBuTqvSj6W0LQ== 0001120437-08-000010.txt : 20080130 0001120437-08-000010.hdr.sgml : 20080130 20080130131243 ACCESSION NUMBER: 0001120437-08-000010 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080130 DATE AS OF CHANGE: 20080130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001051512 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 362669023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON LEROY T JR CENTRAL INDEX KEY: 0000901731 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14157 FILM NUMBER: 08560563 BUSINESS ADDRESS: BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: C/O TDS STREET 2: 30 N. LASALLE ST #4000 CITY: CHICAGO STATE: IL ZIP: 60602 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2007-12-31 0 0 0001051512 TELEPHONE & DATA SYSTEMS INC /DE/ TDS 0000901731 CARLSON LEROY T JR 30 N. LASALLE ST., STE. 4000 CHICAGO IL 60602 1 1 0 0 President and CEO Common Shares 4694.5134 D Special Common Shares 23349.1066 D Common Shares 1158.011 I By wife Special Common Shares 6444.2514 I By Wife Common Shares 2007-12-31 5 J 0 493.76 A 9172.28 I By 401K plan Special Common Shares 2007-12-31 5 J 0 4.49 D 7979.13 I By 401K plan Special Common 1812986.0915 I By Voting Trust Option (Right to buy) 39.75 1998-12-15 2008-06-22 Tandem Common and Special Common Shares 16500 16500 D Option (Right to buy) 66.75 1999-12-15 2009-04-30 Tandem Common and Special Common Shares 27850 27850 D Option (Right to buy) 105.13 2000-12-15 2010-05-05 Tandem Common and Special Common Shares 32000 32000 D Option (Right to buy) 121.12 2010-09-16 Tnadem Common and Special Common Shares 56720 56720 D Option (Right to buy) 99.44 2001-12-15 2011-04-30 Tandem Common and Special Common Shares 29429 29429 D Option (Right to buy) 60.20 2002-12-15 2012-08-19 Tandem Common and Special Common Shares 68215 68215 D Option (Right to buy) 52.92 2003-12-15 2013-07-03 Tandem Common and Special Common Shares 65567 65567 D Option (Right to buy) 66.00 2004-12-15 2014-05-08 Tandem Common and Special Common Shares 67540 67540 D Option (Right to buy) 77.36 2005-12-15 2015-04-20 Tandem Common and Special Common Shares 111045 111045 D Option (Right to buy) 49.80 2006-12-15 2016-12-13 Special Common Shares 213333 213333 D Option (Right to buy) 59.45 2008-12-15 2017-07-02 Special Common Shares 179653 179653 D Restricted Stock Units 2008-12-15 Special Common Shares 20424 20424 D Restricted Stock Units 2009-12-15 Special Common Shares 20873 20873 D Series A Common Shares Common or Special Common Shares 1817008.4579 1817008.4579 I By Voting Trust Deferred Compensation 2007-12-31 5 J 0 76.25 A Common Shares 12314.6 12314.6 D Deferred Compensation 2007-12-31 5 J 0 114.561 A Special Common Shares 17973.1006 17973.1006 D Series A Common Shares Common or Special Common Shares 12672.7937 12672.7937 D Series A Common Shares Common or Special Common Shares 5283.1499 5283.1499 I By Wife Series A Common shares are convertible, on a share-for-share basis, into common or special common. Reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. Of these Series A Common shares, 83,917.374138 (including 16451.374138 acquired in dividend reinvestment) are held as custodian for children and 9090.259821 (including 1133.259821 acquired in dividend reinvestment) are held by spouse, and 686345.663 (including 16348.663 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, 2692.161 were earned pursuant to a dividend reinvestment plan. Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children. In addition, 862,693 Series A common Shares owned by family limited partnership of which reporting person and his spouse each hold 500 general partnerhip interests and collectively hold 99,000 limited partnership interests. Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plan. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 12,314.60 common shares units were vested at 12/31/07. Granted under the TDS 1998 Long Term Incentive Plan. The option is exercisable with respect to 14,180 common shares on 12/15/01, 12/15/02, 12/15/03 and 12/15/04 for a total of 56,720 common shares. Voluntary reporting of shares acquired in 2007 in the TDS 401K. The information is based on a plan statement dated 12/31/07. The number of shares fluctuates and is attributable to the price of the shares on 12/31/07. Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plan. Employer matches vest ratably at a rate of 33%, 33% and 34% over three years. A total of 17,404.31 special common share units were vested at 12/31/07. Reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. Of these Special Common shares, 83959.846 (including 16493.846 acquired in dividend reinvestment) are held as custodian for children and 13415.946 (including 1144.946160 acquired in dividend reinvestment) are held by spouse, and 684960.4225 (including 14963.4225 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, 0.878 were earned pursuant to a dividend reinvestment plan. Reporting person's GRAT own 525,452 and wife's GRAT owns 318,101. Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children. Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on December 15, 2008. Voluntary reporting of dividend reinvestment earned in 2007. Restricted stock unit award pursuant to the Long Term Incentive Plan. Stock units will become vested on December 15, 2009. Julie D. Mathews, by power of atty 2008-01-30 -----END PRIVACY-ENHANCED MESSAGE-----