-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UVhQybFnKcwSIgYic2h45+3y5QlLC2P61KyCkVX1BFXLmH2dsfEC0ngHaUCZn949 OlPM1gYZJzRQ1OPXmWDckA== 0001120437-07-000088.txt : 20070927 0001120437-07-000088.hdr.sgml : 20070927 20070927123815 ACCESSION NUMBER: 0001120437-07-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070926 FILED AS OF DATE: 20070927 DATE AS OF CHANGE: 20070927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001051512 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 362669023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON LEROY T JR CENTRAL INDEX KEY: 0000901731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14157 FILM NUMBER: 071138606 BUSINESS ADDRESS: BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: C/O TDS STREET 2: 30 N. LASALLE ST #4000 CITY: CHICAGO STATE: IL ZIP: 60602 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-09-26 0001051512 TELEPHONE & DATA SYSTEMS INC /DE/ TDS 0000901731 CARLSON LEROY T JR 30 N. LASALLE ST., STE. 4000 CHICAGO IL 60602 1 1 0 0 President and CEO Common Shares 2007-09-26 4 M 0 3600 A 3695.2 D Special Common Shares 2007-09-26 4 M 0 3600 A 10706 D Common Shares 2007-09-26 4 S 0 200 66.48 D 3495.2 D Common Shares 2007-09-26 4 S 0 100 66.49 D 3595.2 D Common Shares 2007-09-26 4 S 0 400 66.52 D 2995.2 D Common Shares 2007-09-26 4 S 0 400 66.70 D 2595.2 D Common Shares 2007-09-26 4 S 0 400 66.88 D 2195.2 D Common Shares 2007-09-26 4 S 0 200 66.89 D 1995.2 D Common Shares 2007-09-26 4 S 0 100 66.90 D 1895.2 D Common Shares 2007-09-26 4 S 0 100 66.94 D 1795.2 D Common Shares 2007-09-26 4 S 0 400 66.95 D 1395.2 D Common Shares 2007-09-26 4 S 0 500 67.01 D 895.2 D Common Shares 2007-09-26 4 S 0 200 67.02 D 695.2 D Common Shares 2007-09-26 4 S 0 200 67.03 D 495.2 D Common Shares 2007-09-26 4 S 0 200 67.04 D 295.2 D Common Shares 2007-09-26 4 S 0 200 67.07 D 95.2 D Special Common Shares 2007-09-26 4 S 0 400 62.06 D 10306 D Special Common Shares 2007-09-26 4 S 0 300 62.10 D 10006 D Special Common Shares 2007-09-26 4 S 0 400 62.14 D 9606 D Special Common Shares 2007-09-26 4 S 0 400 62.20 D 9206 D Special Common Shares 2007-09-26 4 S 0 300 62.25 D 8906 D Special Common Shares 2007-09-26 4 S 0 300 62.26 D 8606 D Special Common Shares 2007-09-26 4 S 0 300 62.33 D 8306 D Special Common Shares 2007-09-26 4 S 0 100 62.35 D 8206 D Special Common Shares 2007-09-26 4 S 0 300 62.38 D 7906 D Special Common Shares 2007-09-26 4 S 0 400 62.40 D 7506 D Special Common Shares 2007-09-26 4 S 0 400 62.55 D 7106 D Special Common Shares 1812745 I By Voting Trust Common Shares 1156.2 I By wife Special Common Shares 6433.6 I By wife Option (Right to Buy) 43.75 2007-09-26 4 M 0 3600 D 2007-11-05 Tandem Common and Special Common Shares 3600 22200 D Series A Common Shares Common or Special Common shares 1816776 1816776 I By Voting Trust Series A Common Shares Common or Special Common Shares 12633.2 12633.2 D Series A Common Shares Common or Special Common Shares 5274.9 5274.9 I By Wife Granted under the Long-Term Incentive Plan. As a result of the special common dividend on 5/13/05, all options to purchase common shares were adjusted into tandem options. The tandem option provide that upon exercise, the optionee purchases the number of common shares originally subject to the option plus an equal number of special common shares. The option became exercisable with respect to 18,200 common shares on 12/15/98, 12/15/99 and on 12/15/00 for a total of 54,600. Exercise of a stock options and subsequent sale of shares pursuant to a previously disclosed 10b5-1 Rule plan. Series A Common shares are convertible, on a share-for-share basis, into common or special common. Reporting person is one of four trustees which is record owner of these Series A Common shares which files its holdings on forms 4. Of these shares, 83760.5 (including 16294.5 acquired in dividend reinvestment) are held as custodian for children and 9074.3 (including 1117.3 acquired in dividend reinvestment) are held by spouse, and 686294.6 (including 16297.6 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, 2683.7 were earned pursuant to a dividend reinvestment plan. Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children. In addition, 862,693 Series A Common Shares owned by family limited partnership of which reporting person and his spouse each hold 500 general partnerhip interests and collectively hold 99,000 limited partnership interests. The reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. Of these shares, 83792.9 (including 16326.93 acquired in dividend reinvestment) are held as custodian for children and 331,492.79 (including 1120.8 acquired in dividend reinvestment) are held by spouse directly or through a grantor retained annuity trust, and 684,910.4 (including 14,913.4 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, .9 were earned pursuant to a dividend reinvestment plan and 525,452 are owned directly or through a grantor retained annuity trust . Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children. Julie D. Mathews, by power of atty 2007-09-27 -----END PRIVACY-ENHANCED MESSAGE-----