-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P8izkQfnTi0PSR64j3rQ929zabkpgLJIUrXw9Bgo2FZ7ipCubzv8QAPV5YIh61Cy 1mJL7pXbAzbq0bGs4lehlg== 0001120437-07-000084.txt : 20070913 0001120437-07-000084.hdr.sgml : 20070913 20070913114516 ACCESSION NUMBER: 0001120437-07-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070912 FILED AS OF DATE: 20070913 DATE AS OF CHANGE: 20070913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON LEROY T JR CENTRAL INDEX KEY: 0000901731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14157 FILM NUMBER: 071114904 BUSINESS ADDRESS: BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: C/O TDS STREET 2: 30 N. LASALLE ST #4000 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001051512 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 362669023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-09-12 0001051512 TELEPHONE & DATA SYSTEMS INC /DE/ TDS 0000901731 CARLSON LEROY T JR 30 N. LASALLE ST., STE. 4000 CHICAGO IL 60602 1 1 0 0 President and CEO Common Shares 2007-09-12 4 M 0 3600 A 3695.2 D Special Common Shares 2007-09-12 4 M 0 3600 A 10706 D Common Shares 2007-09-12 4 S 0 3600 64.773 D 95.2 D Special Common Shares 2007-09-12 4 S 0 3600 61.4796 D 7106 D Special Common Shares 2007-08-24 4 J 0 1838 D 1812745 I By Voting Trust Special Common Shares 2007-08-24 4 J 0 1838 A 1812745 I By Voting Trust Common Shares 1156.2 I By wife Special Common Shares 6433.6 I By wife Option (Right to Buy) 43.75 2007-09-12 4 M 0 3600 D 2007-11-05 Tandem Common and Special Common Shares 3600 29400 D Granted under the Long-Term Incentive Plan. As a result of the special common dividend on 5/13/05, all options to purchase common shares were adjusted into tandem options. The tandem option provide that upon exercise, the optionee purchases the number of common shares originally subject to the option plus an equal number of special common shares. Weighted average sales price The option became exercisable with respect to 18,200 common shares on 12/15/98, 12/15/99 and on 12/15/00 for a total of 54,600. Exercise of a stock options pursuant to a previously disclosed 10b5-1 Rule plan. Reporting person is one of four trustees of a voting trust that is the record owner of Special Common Shares of TDS and which reports its holdings on Forms 4 and 5. The voting trust also holds Series A Common Shares, but this Form 4 does not report any transactions in Series A Common Shares. Prior to and after the transactions reported herein, 1,812,745 Special Common Shares held in such voting trust were beneficially owned by reporting person and his spouse (directly and through grantor retained annuity trusts). Reporting person reports beneficial ownership of all securities beneficially owned by his spouse and children, but disclaims beneficial ownership of securities held for the benefit of his spouse and children. On August 24, 2007, the reporting person transferred voting trust certificates representing 1,838 Special Common Shares to his spouse (through grantor retained annuity trusts). The reporting person previously reported all securities held by his spouse (directly and through a grantor retained annuity trust). Accordingly, the transfer of voting trust certificates did not result in any change in the number of securities reported as beneficially owned by the reporting person. Nevertheless, reporting person is voluntarily reporting the transfer of such voting trust certificates. Julie D. Mathews, by power of atty 2007-09-13 -----END PRIVACY-ENHANCED MESSAGE-----