0000812291-19-000020.txt : 20190918
0000812291-19-000020.hdr.sgml : 20190918
20190918114410
ACCESSION NUMBER: 0000812291-19-000020
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190916
FILED AS OF DATE: 20190918
DATE AS OF CHANGE: 20190918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIZUHO SECURITIES USA LLC
CENTRAL INDEX KEY: 0000812291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14157
FILM NUMBER: 191098947
BUSINESS ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-209-9386
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC.
DATE OF NAME CHANGE: 20170406
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA LLC
DATE OF NAME CHANGE: 20170404
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC.
DATE OF NAME CHANGE: 20020321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/
CENTRAL INDEX KEY: 0001051512
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 362669023
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 3126301900
MAIL ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2019-09-16
1
0001051512
TELEPHONE & DATA SYSTEMS INC /DE/
TDS
0000812291
MIZUHO SECURITIES USA LLC
320 PARK AVENUE
12TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Remarks
No securities are beneficially owned.
On September 16 2019 the Reporting Person entered into master securities loan agreements with each lender party signatory thereto (collectively the MSLAs) pursuant to which the Reporting Person borrowed an aggregate total of 20934700 shares of common stock of the Issuer which caused the Reporting Person to become a greater than ten percent owner with respect to the Issuer. On September 17 2019 the Reporting Person returned 20934700 shares of the Issuer pursuant to the MSLAs. Following the return of the borrowed shares the Reporting Person was no longer a greater than ten percent owner with respect to the Issuer. To the extent the Reporting Person is entitled to receive any dividends with respect to the previously borrowed shares of the Issuer, such dividends will be subject to the terms and conditions of the MSLAs. The Reporting Person disclaims beneficial ownership of the previously borrowed shares of the Issuer for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934 as amended.
Gregory Doig
2019-09-18