0001051470-18-000079.txt : 20180223 0001051470-18-000079.hdr.sgml : 20180223 20180223183315 ACCESSION NUMBER: 0001051470-18-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simon Kenneth Jay CENTRAL INDEX KEY: 0001659266 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16441 FILM NUMBER: 18638121 MAIL ADDRESS: STREET 1: 1220 AUGUSTA DRIVE SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROWN CASTLE INTERNATIONAL CORP CENTRAL INDEX KEY: 0001051470 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 760470458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1220 AUGUSTA DRIVE STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7135703000 MAIL ADDRESS: STREET 1: 1220 AUGUSTA DRIVE STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77057 4 1 wf-form4_151942877924833.xml FORM 4 X0306 4 2018-02-21 0 0001051470 CROWN CASTLE INTERNATIONAL CORP CCI 0001659266 Simon Kenneth Jay 1220 AUGUSTA DRIVE SUITE 600 HOUSTON TX 77057 0 1 0 0 SVP and General Counsel Common Stock $0.01 Par Value 2018-02-23 4 S 0 693 108.79 D 14869 D Common Stock $0.01 Par Value 113 I By Spouse (by IRA) Common Stock $0.01 Par Value 55 I By Daughter Common Stock $0.01 Par Value 121 I By 401(k) Plan Time RSUs 2018-02-21 4 A 0 7538 0 A Common Stock 7538.0 7538 D Performance RSUs 2018-02-21 4 A 0 7351 0 A Common Stock 7351.0 7351 D Performance RSUs. 2018-02-21 4 A 0 14621 0 A Common Stock 14621.0 14621 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Represents shares previously acquired in transactions exempt under Rule 16b-3(c). Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below. 33 1/3% of the Time RSUs vest on February 19 of each of 2019, 2020 and 2021. 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2021 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2020. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation. 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2021 based on the Company's annualized total stockholder return ("TSR") for the three-year period ending December 31, 2020. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation. /s/ Kenneth Jay Simon 2018-02-23