SC 13D/A 1 b44226bfsc13dza.txt BERKSHIRE FUND RE: CROWN CASTLE INTERNATIONAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 2) CROWN CASTLE INTERNATIONAL CORP. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------------------------- (Title of Class of Securities) 22822710 -------------------------------------------------------------------------------- (CUSIP Number) Carl Ferenbach With a copy to: Berkshire Partners LLC David C. Chapin, Esq. One Boston Place Ropes & Gray Suite 3300 One International Place Boston, Massachusetts 02108 Boston, Massachusetts 02110 (617) 227-0050 (617) 951-7371 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 6, 2002 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 8 Pages) -------------------------- ------------------------ CUSIP NO. 22822710 SCHEDULE 13D Page 2 of 8 pages -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Berkshire Fund V, Limited Partnership ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 7,572,132.49 NUMBER OF ------------------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY OWNED BY EACH ------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON WITH 7,572,132.49 ------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,572,132.49 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.56% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN -------------------------------------------------------------------------------- -------------------------- ------------------------ CUSIP NO. 22822710 SCHEDULE 13D Page 3 of 8 pages -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Berkshire Fund VI, Limited Partnership -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 8,159,446.64 NUMBER OF ------------------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY OWNED BY EACH ------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON WITH 8,159,446.64 ------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,159,446.64 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.83% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN -------------------------------------------------------------------------------- -------------------------- ------------------------ CUSIP NO. 22822710 SCHEDULE 13D Page 4 of 8 pages -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Berkshire Investors LLC ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 846,236.66 NUMBER OF ------------------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY OWNED BY EACH ------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON WITH 846,236.66 ------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 846,236.66 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.40% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN -------------------------------------------------------------------------------- Page 5 of 8 pages This Amendment No. 2 to Schedule 13D is being filed to correct certain clerical errors contained in Annex A to Amendment No. 1 to Schedule 13D ("Amendment No. 1") filed on September 9, 2002 jointly by Berkshire Fund V, Limited Partnership, a Massachusetts limited partnership, Berkshire Fund VI, Limited Partnership, a Massachusetts limited partnership and Berkshire Investors LLC, a Massachusetts limited liability company (collectively, the "Reporting Persons"). In Amendment No. 1, the Reporting Persons inadvertently listed the settlement dates rather than the trade dates as the "Date of Transaction" for their open market purchases of the Issuer's common stock. The revised Annex A attached hereto correctly lists the applicable trade dates as the "Date of Transaction" for such purchases. Unless otherwise set forth below, all previously reported Items are unchanged. Page 6 of 8 pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: September 10, 2002 BERKSHIRE FUND V, LIMITED PARTNERSHIP By: Fifth Berkshire Associates LLC, its General Partner By: /s/ Carl Ferenbach ----------------------------------- Name: Carl Ferenbach --------------------------------- Title: Managing Director -------------------------------- BERKSHIRE FUND VI, LIMITED PARTNERSHIP By: Sixth Berkshire Associates LLC, its General Partner By: /s/ Carl Ferenbach ----------------------------------- Name: Carl Ferenbach --------------------------------- Title: Managing Director -------------------------------- BERKSHIRE INVESTORS, LLC By: /s/ Carl Ferenbach ----------------------------------- Name: Carl Ferenbach --------------------------------- Title: Managing Director -------------------------------- Page 7 of 8 pages ANNEX A
COMMON STOCK ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Reporting Person Date of Number of Price Per Share Where and how Transaction Transaction Shares Effected ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Berkshire Fund V, Limited Partnership 8/19/02 58,886 $1.75* Open Market Purchase by its ("Fund V") Broker-Dealer ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Berkshire Investors LLC ("Berkshire 8/19/02 3,114 $1.75* Open Market Purchase by its Investors") Broker-Dealer ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Fund V 8/20/02 237,443 $1.7481360158* Open Market Purchase by its Broker-Dealer ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Berkshire Investors 8/20/02 12,557 $1.7481360158* Open Market Purchase by its Broker-Dealer ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Fund V 8/21/02 474,886 $1.75* Open Market Purchase by its Broker-Dealer ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Berkshire Investors 8/21/02 25,114 $1.75* Open Market Purchase by its Broker-Dealer ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Fund V 8/26/02 23,744 $2.05* Open Market Purchase by its Broker-Dealer ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Berkshire Investors 8/26/02 1,256 $2.05* Open Market Purchase by its Broker-Dealer ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Fund V 8/28/02 115,017 $2.10* Open Market Purchase by its Broker-Dealer ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Berkshire Investors 8/28/02 6,083 $2.10* Open Market Purchase by its Broker-Dealer ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Berkshire Fund VI, Limited Partnership 9/6/02 7,251,928 $3.96** Direct Purchase from Fund V ("Fund VI") ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Fund V 9/6/02 7,251,928 $3.96** Direct Sale to Fund VI ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Berkshire Investors 9/6/02 78,204 $3.98** Direct Purchase from Fund V ----------------------------------------- ------------ -------------- ------------------ ------------------------------- Fund V 9/6/02 78,204 $3.98** Direct Sale to Berkshire Investors ----------------------------------------- ------------ -------------- ------------------ ------------------------------
* The Price Per Share is calculated on a weighted average basis for all trades made by a Reporting Person on each date included on this chart and does not include amounts for brokerage commissions. ** Represents the average price per share and was obtained by dividing the aggregate amount paid (or received) for the shares by the total number of shares purchased (or sold). Page 8 of 8 pages
PREFERRED STOCK ------------------------ ------------- ------------- ------------------ -------------------- --------------------------- Reporting Person Date of Number of Price Per Share* Number of Shares Where and how Transaction Transaction Shares of Common Stock Effected Purchased upon Conversion ------------------------ ------------- ------------- ------------------ -------------------- --------------------------- Fund VI 9/6/02 669,295 $16.31 907,518.64 Direct Purchase From Fund V ------------------------ ------------- ------------- ------------------ -------------------- --------------------------- Fund V 9/6/02 669,295 $16.31 907,518.64 Direct Sale to Fund VI ------------------------ ------------- ------------- ------------------ -------------------- --------------------------- Berkshire Investors 9/6/02 7,315 $16.31 9,918.64 Direct Purchase From Fund V ------------------------ ------------- ------------- ------------------ -------------------- --------------------------- Fund V 9/6/02 7,315 $16.31 9,918.64 Direct Sale to Berkshire Investors ------------------------ ------------- ------------- ------------------ -------------------- ---------------------------
* Represents the average price per share and was obtained by dividing the aggregate amount paid (or received) for the shares by the aggregate number of shares purchased (or sold)