0001567619-22-017297.txt : 20220913 0001567619-22-017297.hdr.sgml : 20220913 20220913125822 ACCESSION NUMBER: 0001567619-22-017297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220908 FILED AS OF DATE: 20220913 DATE AS OF CHANGE: 20220913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plourd Martin E CENTRAL INDEX KEY: 0001334871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23575 FILM NUMBER: 221240264 MAIL ADDRESS: STREET 1: 27710 JEFFERSON AVE., SUITE A-100 CITY: TEMECULA STATE: CA ZIP: 92590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY WEST BANCSHARES / CENTRAL INDEX KEY: 0001051343 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770446957 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 445 PINE AVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8056925821 MAIL ADDRESS: STREET 1: 445 PINE AVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 doc1.xml FORM 4 X0306 4 2022-09-08 0 0001051343 COMMUNITY WEST BANCSHARES / CWBC 0001334871 Plourd Martin E 445 PINE AVE. GOLETA CA 93117 1 1 0 0 President & CEO Common Stock 2022-09-08 4 P 0 282 14.15 A 105682 D Common Stock 2022-09-08 4 P 0 68 14.175 A 105750 D Stock Option (right to buy) 7.31 2015-01-30 2024-01-30 Common Stock 20000 20000 D Stock Option (right to buy) 6.70 2016-03-26 2025-03-26 Common Stock 1650 1650 D Stock Option (right to buy) 6.70 2016-03-26 2025-03-26 Common Stock 20000 20000 D Stock Option (right to buy) 6.86 2017-03-26 2026-03-26 Common Stock 25000 25000 D Stock Option (right to buy) 10.30 2018-02-22 2027-02-22 Common Stock 20000 20000 D Stock Option (right to buy) 10.99 2018-12-20 2027-12-20 Common Stock 10000 10000 D Stock Option (right to buy) 10.56 2019-11-15 2028-11-15 Common Stock 20000 20000 D Stock Option (right to buy) 10.70 2021-02-27 2030-02-27 Common Stock 20000 20000 D Stock Option (right to buy) 6.71 2021-04-29 2030-04-29 Common Stock 3000 3000 D Stock Option (right to buy) 9.89 2022-02-25 2031-02-25 Common Stock 25000 25000 D Stock Option (right to buy) 12.94 2022-11-18 2031-11-18 Common Stock 20000 20000 D Stock Option (Restricted Stock) 0 2022-11-18 2031-11-18 Common Stock 10000 10000 D The option was granted on January 30, 2014 under CWB 2006 Stock Option Plan and vests over five year as follows: 4,000 option shares on January 30 of 2015, 2016, 2017, 2018, and 2019. The option was granted on March 26, 2015, and was originally exercisable for 5,000 shares. The reporting person previously partially exercised the option to acquire 3,350 shares; thus, there are 1,650 remaining options shares underlying the option. The remaining portion of the option vests as follows: 650 shares on March 26, 2019; and 1000 shares on March 26, 2020. The option was granted on March 26, 2015 under CWB 2006 Stock Option Plan and vests over five year as follows: 4,000 option shares on March 26 of 2016, 2017, 2018, 2019, and 2020. The option was granted on March 24, 2016 under CWB 2014 Stock Option Plan and vests over five year as follows: 5,000 option shares on March 24 of 2017, 2018, 2019, 2020, and 2021. The option was granted on February 22, 2017 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on February 22 of 2018, 2019, 2020, 2021, and 2022. The option was granted on December 20, 2017 under CWB 2014 Stock Option Plan and vests over five year as follows: 2,000 option shares on December 20 of 2018, 2019, 2020, 2021, and 2022. The option was granted on November 15, 2018 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on November 15 of 2019, 2020, 2021, 2022, and 2023. The option was granted on February 27, 2020 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on February 27 of 2021, 2022, 2023, 2024, and 2025. The option was granted on April 29, 2020 under CWB 2014 Stock Option Plan and vests over five year as follows: 600 option shares on April 29 of 2021, 2022, 2023, 2024, and 2025. The option was granted on February 25, 2021 under CWB 2014 Stock Option Plan and vests over five year as follows: 5,000 option shares on February 25 of 2022, 2023, 2024, 2025, and 2026. The option was granted on November 18, 2021 under CWB 2020 Omnibus Plan and vests over five year as follows: 4,000 option shares on November 18 of 2022, 2023, 2024, 2025, and 2026. The restricted stock was granted on November 18, 2021 under CWB 2020 Omnibus Plan and vests over five year as follows: 2,000 option shares on November 18 of 2022, 2023, 2024, 2025, and 2026. Nadia Young for Martin E. Plourd 2022-09-13