0001140361-23-058484.txt : 20231219 0001140361-23-058484.hdr.sgml : 20231219 20231219190236 ACCESSION NUMBER: 0001140361-23-058484 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231211 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plourd Martin E CENTRAL INDEX KEY: 0001334871 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23575 FILM NUMBER: 231498925 MAIL ADDRESS: STREET 1: 27710 JEFFERSON AVE., SUITE A-100 CITY: TEMECULA STATE: CA ZIP: 92590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY WEST BANCSHARES / CENTRAL INDEX KEY: 0001051343 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 770446957 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 445 PINE AVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8056925821 MAIL ADDRESS: STREET 1: 445 PINE AVE CITY: GOLETA STATE: CA ZIP: 93117 4/A 1 form4.xml FORM 4/A X0508 4/A 2023-12-11 2023-12-11 0001051343 COMMUNITY WEST BANCSHARES / CWBC 0001334871 Plourd Martin E 445 PINE AVE. GOLETA CA 93117 true true President and CEO false Common Stock 2023-12-11 4 G 0 1100 0 D 117922 D Common Stock 2023-12-11 4 G 0 1100 0 D 116822 D Common Stock 2023-12-11 4 G 0 100 0 D 116722 D Common Stock 2023-12-11 4 G 0 360 0 D 116362 D Common Stock 2023-12-11 4 G 0 100 0 D 116262 D Common Stock 2023-12-11 4 G 0 200 0 D 116062 D Common Stock 2023-12-11 4 G 0 200 0 D 115862 D Common Stock 2023-12-11 4 G 0 400 0 D 115462 D Stock Option (right to buy) 6.7 2016-03-26 2025-03-26 Common Stock 1650 1650 D Stock Option (right to buy) 6.7 2016-03-26 2025-03-26 Common Stock 20000 20000 D Stock Option (right to buy) 6.86 2017-03-26 2026-03-26 Common Stock 25000 25000 D Stock Option (right to buy) 10.3 2018-02-22 2027-02-22 Common Stock 20000 20000 D Stock Option (right to buy) 10.99 2018-12-20 2027-12-20 Common Stock 10000 10000 D Stock Option (right to buy) 10.56 2019-11-15 2028-11-15 Common Stock 20000 20000 D Stock Option (right to buy) 10.7 2021-02-27 2030-02-27 Common Stock 20000 20000 D Stock Option (right to buy) 6.71 2021-04-29 2030-04-29 Common Stock 3000 3000 D Stock Option (right to buy) 9.89 2022-02-25 2031-02-25 Common Stock 25000 25000 D Stock Option (right to buy) 12.94 2022-11-18 2031-11-18 Common Stock 20000 20000 D Restricted Stock Award 0 2022-11-18 Common Stock 10000 6000 D Stock Option (right to buy) 14.72 2023-11-17 2032-11-17 Common Stock 10000 10000 D Restricted Stock Award 0 2023-11-17 Common Stock 6000 4800 D On December 11, 2023, Martin Plourd gifted and transferred 1,100 directly owned shares of CWBC common stock to Annie Plourd/Tappeiner. On December 11, 2023, Martin Plourd gifted and transferred 1,100 directly owned shares of CWBC common stock to Audrie Plourd. On December 11, 2023, Martin Plourd gifted and transferred 100 directly owned shares of CWBC common stock to Mackenzie Nicholas. On December 11, 2023, Martin Plourd gifted and transferred 335 directly owned shares of CWBC common stock to Chris Plourd. On December 11, 2023, Martin Plourd gifted and transferred 100 directly owned shares of CWBC common stock to Leslie McNabb. On December 11, 2023, Martin Plourd gifted and transferred 200 directly owned shares of CWBC common stock to Santa Barbara Cottage Hospital Foundation. On December 11, 2023, Martin Plourd gifted and transferred 200 directly owned shares of CWBC common stock to Scholarship Foundation of Santa Barbara. On December 11, 2023, Martin Plourd gifted and transferred 400 directly owned shares of CWBC common stock to Good Shephard Church. Includes 16,000 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. The option was granted on March 26, 2015, and was originally exercisable for 5,000 shares. The reporting person previously partially exercised the option to acquire 3,350 shares thus, there are 1,650 remaining options shares underlying the option. The remaining portion of the option vests as follows 650 shares on March 26, 2019 and 1000 shares on March 26, 2020. The option was granted on March 26, 2015 under CWB 2006 Stock Option Plan and vests over five year as follows: 4,000 option shares on March 26 of 2016, 2017, 2018,2019, and 2020. The option was granted on March 24, 2016 under CWB 2014 Stock Option Plan and vests over five year as follows: 5,000 option shares on March 24 of 2017, 2018, 2019, 2020, and 2021. The option was granted on February 22, 2017 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on February 22 of 2018, 2019, 2020, 2021, and 2022. The option was granted on December 20, 2017 under CWB 2014 Stock Option Plan and vests over five year as follows: 2,000 option shares on December 20 of 2018, 2019, 2020, 2021, and 2022 The option was granted on November 15, 2018 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on November 15 of 2019, 2020, 2021, 2022, and 2023. The option was granted on February 27, 2020 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on February 27 of 2021, 2022, 2023, 2024, and 2025. The option was granted on April 29, 2020 under CWB 2014 Stock Option Plan and vests over five year as follows: 600 option shares on April 29 of 2021, 2022, 2023, 2024, and 2025. The option was granted on February 25, 2021 under CWB 2014 Stock Option Plan and vests over five year as follows: 5,000 option shares on February 25 of 2022, 2023, 2024, 2025, and 2026. The option was granted on November 18, 2021 under CWB 2020 Omnibus Plan and vests over five year as follows: 4,000 option shares on November 18 of 2022, 2023, 2024, 2025, and 2026. The restricted stock was granted on November 18, 2021 under CWB 2020 Omnibus Plan and vests over five year as follows: 2,000 option shares on November 18 of 2022, 2023, 2024, 2025, and 2026. 2,000 restricted stock shares vested on 11/18/2022. Remaining balance unvested is 8,000. The restricted stock was granted on November 17, 2022 under CWB 2020 Omnibus Plan and vests over five year as follows: 1,200 option shares on November 17 of 2023, 2024, 2025, 2026, and 2027 The option was granted on November 17, 2022 under CWB 2020 Omnibus Plan and vests over five year as follows: 2,000 option shares on November 17 of 2023, 2024, 2025, 2026, and 2027. Not applicable. /s/ Nadia Young for Martin E. Plourd 2023-12-19