0000899243-16-017967.txt : 20160412
0000899243-16-017967.hdr.sgml : 20160412
20160412172053
ACCESSION NUMBER: 0000899243-16-017967
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160408
FILED AS OF DATE: 20160412
DATE AS OF CHANGE: 20160412
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectra Energy Partners, LP
CENTRAL INDEX KEY: 0001394074
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
IRS NUMBER: 412232463
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-627-5400
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spectra Energy Partners (DE) GP, LP
CENTRAL INDEX KEY: 0001394073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33556
FILM NUMBER: 161567917
BUSINESS ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-627-5400
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spectra Energy Partners GP, LLC
CENTRAL INDEX KEY: 0001394072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33556
FILM NUMBER: 161567918
BUSINESS ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-627-5400
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spectra Energy Southeast Pipeline Corp.
CENTRAL INDEX KEY: 0001404854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33556
FILM NUMBER: 161567919
BUSINESS ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-627-5400
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spectra Energy Transmission, LLC
CENTRAL INDEX KEY: 0001404855
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33556
FILM NUMBER: 161567920
BUSINESS ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-627-5400
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spectra Energy Capital, LLC
CENTRAL INDEX KEY: 0001051116
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33556
FILM NUMBER: 161567921
BUSINESS ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7045946200
MAIL ADDRESS:
STREET 1: 1105 NORTH MARKET ST
STREET 2: STE 1300
CITY: WILMINGTON
STATE: DE
ZIP: 19801
FORMER NAME:
FORMER CONFORMED NAME: DUKE CAPITAL LLC
DATE OF NAME CHANGE: 20040302
FORMER NAME:
FORMER CONFORMED NAME: DUKE CAPITAL CORP
DATE OF NAME CHANGE: 19971210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spectra Energy Corp.
CENTRAL INDEX KEY: 0001373835
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33556
FILM NUMBER: 161567922
BUSINESS ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 704-382-8160
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER NAME:
FORMER CONFORMED NAME: Gas SpinCo, Inc.
DATE OF NAME CHANGE: 20060825
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-04-08
0
0001394074
Spectra Energy Partners, LP
SEP
0001373835
Spectra Energy Corp.
5400 WESTHEIMER COURT
HOUSTON
TX
77056
0
0
1
1
Director by Deputization
0001051116
Spectra Energy Capital, LLC
5400 WESTHEIMER COURT
HOUSTON
TX
77056
0
0
1
0
0001404855
Spectra Energy Transmission, LLC
5400 WESTHEIMER COURT
HOUSTON
TX
77056
0
0
1
0
0001404854
Spectra Energy Southeast Pipeline Corp.
5400 WESTHEIMER COURT
HOUSTON
TX
77056
0
0
1
0
0001394072
Spectra Energy Partners GP, LLC
5400 WESTHEIMER COURT
HOUSTON
TX
77056
0
0
1
0
0001394073
Spectra Energy Partners (DE) GP, LP
5400 WESTHEIMER COURT
HOUSTON
TX
77056
0
0
1
0
Common Units representing limited partner interests
2016-04-08
4
A
0
9056136
45.96
A
229131442
I
See footnotes
On April 8, 2016, pursuant to the Common Purchase Unit Agreement, dated as of April 4, 2016, by and between the Issuer and Spectra Energy Corp ("Spectra Energy"), the Issuer agreed to issue and sell, and Spectra Energy agreed to purchase, through its wholly owned subsidiary, Spectra Energy Transmission, LLC ("SET"), 9,056,136 common units representing limited partnership interests in the Issuer, at a price per common unit of $45.96.
As of April 8, 2016, giving effect to the reported transaction, SET owns a 56.8% limited partner interest in the Issuer. Spectra Energy Capital, LLC ("Spectra Energy Capital") owns 100% of SET and Spectra Energy owns 100% of Spectra Energy Capital. Accordingly, Spectra Energy, Spectra Energy Capital, and SET may be deemed to beneficially own all of the reported securities.
As of April 8, 2016, Spectra Energy Partners (DE) GP, LP (the "General Partner") owns a 17.0% limited partner interest in the Issuer. Spectra Energy Partners GP, LLC ("SEP GP LLC") owns a 1% general partner interest in the General Partner, SET owns a 49.5% limited partner interest in the General Partner, and Spectra Energy Southeast Pipeline Corporation ("SE Southeast Pipeline") owns a 49.5% limited partner interest in the General Partner. SET owns 100% of each of SEP GP LLC and SE Southeast Pipeline, Spectra Energy Capital owns 100% of SET, and Spectra Energy owns 100% of Spectra Energy Capital. Accordingly, Spectra Energy, Spectra Energy Capital, SET, SE Southeast Pipeline, SEP GP LLC and the General Partner may be deemed to beneficially own some or all of the reported securities.
/s/ Annachiara Jones, Assistant Secretary for Spectra Energy Corp
2016-04-12
/s/ Annachiara Jones, Secretary for Spectra Energy Capital, LLC
2016-04-12
/s/ Annachiara Jones, Secretary for Spectra Energy Transmission, LLC
2016-04-12
/s/ Annachiara Jones, Secretary for Spectra Energy Southeast Pipeline Corporation
2016-04-12
/s/ Annachiara Jones, Assistant Secretary for Spectra Energy Partners GP, LLC
2016-04-12
/s/ Annachiara Jones, Assistant Secretary for Spectra Energy Partners GP, LLC, as general partner of Spectra Energy Partners (DE) GP, LP
2016-04-12