-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CX8868SlijvDTP/aMjf0hISVoGxnCXtzIJe5skY5J5lH2BZSLgJ3w9aIBfm9aJnr 3I7TOhMLS+rCqyEidGE5mQ== 0000910195-98-000256.txt : 19980521 0000910195-98-000256.hdr.sgml : 19980521 ACCESSION NUMBER: 0000910195-98-000256 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980506 FILED AS OF DATE: 19980520 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INNOTRAC CORP CENTRAL INDEX KEY: 0001051114 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 581592285 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-23741 FILM NUMBER: 98628893 BUSINESS ADDRESS: STREET 1: 1828 MECA WAY CITY: NORCROSS STATE: GA ZIP: 30093 BUSINESS PHONE: 7707172000 MAIL ADDRESS: STREET 1: 1828 MECA WAY CITY: NORCROSS STATE: GA ZIP: 30093 COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS JOHN H CENTRAL INDEX KEY: 0001061756 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1828 MECA WAY CITY: NORCROSS STATE: GA ZIP: 30093 BUSINESS PHONE: 7707172000 MAIL ADDRESS: STREET 1: 1828 MECA WAY CITY: NORCROSS STATE: GA ZIP: 30093 3 1 FORM 3 FOR JOHN H. NICHOLS, III FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | INITIAL STATEMENT OF |_____________________| BENEFICIAL OWNERSHIP OF SECURITIES |OMB NUMBER: 3235-0104| |EXPIRES: | | SEPTEMBER 30, 1998 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 __________________________________________________________________________ 1. Name and Address of Reporting Person Nichols, III John H. __________________________________________________________________________ (Last) (First) (Middle) 1828 Meca Way __________________________________________________________________________ (Street) Norcross Georgia 30093 __________________________________________________________________________ (City) (State) (Zip) __________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) May 6, 1998 __________________________________________________________________________ 3. IRS OR SOCIAL SECURITY NUMBER OF REPORTING PERSON (VOLUNTARY) ----- __________________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol Innotrac Corporation (INOC) __________________________________________________________________________ 5. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER (CHECK ALL APPLICABLE) ( ) DIRECTOR ( ) 10% OWNER ( X) OFFICER (GIVE TITLE BELOW) ( ) OTHER (SPECIFY TITLE BELOW) Vice President and Chief Financial Officer ___________________________________________________________________________ 6. IF AMENDMENT, DATE OF ORIGINAL (MONTH/DAY/YEAR) ___________________________________________________________________________ 7. INDIVIDUAL OR JOINT/GROUP FILING (CHECK APPLICABLE LINE) X FORM FILED BY ONE REPORTING PERSON FORM FILED BY MORE THAN ONE REPORTING PERSON ============================================================================ TABLE I - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ____________________________________________________________________________ |1. TITLE OF SECURITY|2. AMOUNT OF |3. OWNERSHIP |4. NATURE OF INDIRECT | | (INSTR. 4) | SECURITIES | FORM DIRECT| BENEFICIAL OWNERSHIP| | | BENEFICIALLY| DIRECT (D) | (INSTR. 5) | | | OWNED | OR INDIRECT| | | | (INSTR. 4) | (I) (INSTR.| | | | | 5) | | |____________________|_______________|______________|_______________________| | | | | | Common Stock | 2,000 | D | ============================================================================ TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ___________________________________________________________________________ (A) 1. Title of Derivative Security (Instr. 4) Option to acquire Common Stock ____________________________________________________________________________ 2. Date Exercisable and Expiration Date (Month/Day/Year) November 24, 1999 and November 24, 2007, respectively ____________________________________________________________________________ 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Common Stock - 10,000 Shares ____________________________________________________________________________ 4. Conversion or Exercise Price of Derivative Security $9.10 ____________________________________________________________________________ 5. Ownership Form of Derivative Security: Direct(D) or Indirect(I)(Instr. 5) D ____________________________________________________________________________ 6. Nature of Indirect Beneficial Ownership (Instr. 5) Not Applicable ___________________________________________________________________________ (B) 1. Title of Derivative Security (Instr. 4) Option to acquire Common Stock ____________________________________________________________________________ 2. Date Exercisable and Expiration Date (Month/Day/Year) November 24, 2000 and November 24, 2007, respectively ____________________________________________________________________________ 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Common Stock - 5,000 Shares ____________________________________________________________________________ 4. Conversion or Exercise Price of Derivative Security $9.10 ____________________________________________________________________________ 5. Ownership Form of Derivative Security: Direct(D) or Indirect(I)(Instr. 5) D ____________________________________________________________________________ 6. Nature of Indirect Beneficial Ownership (Instr. 5) Not Applicable ___________________________________________________________________________ (C) 1. Title of Derivative Security (Instr. 4) Option to acquire Common Stock ____________________________________________________________________________ 2. Date Exercisable and Expiration Date (Month/Day/Year) November 24, 2001 and November 24, 2007, respectively ____________________________________________________________________________ 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Common Stock - 5,000 Shares ____________________________________________________________________________ 4. Conversion or Exercise Price of Derivative Security $9.10 ____________________________________________________________________________ 5. Ownership Form of Derivative Security: Direct(D) or Indirect(I)(Instr. 5) D ____________________________________________________________________________ 6. Nature of Indirect Beneficial Ownership (Instr. 5) Not Applicable ============================================================================ EXPLANATION OF RESPONSES: [FN] Shares purchased in IPO. /s/ John H. Nichols, III 5/14/98 _____________________________________ ________________ ** SIGNATURE OF REPORTING PERSON DATE _____________________________ ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE PROVIDED IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. -----END PRIVACY-ENHANCED MESSAGE-----