0001062993-18-001770.txt : 20180423 0001062993-18-001770.hdr.sgml : 20180423 20180423152258 ACCESSION NUMBER: 0001062993-18-001770 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180423 DATE AS OF CHANGE: 20180423 EFFECTIVENESS DATE: 20180423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD CENTRAL INDEX KEY: 0001051042 IRS NUMBER: 382562340 STATE OF INCORPORATION: MI FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06648 FILM NUMBER: 18768783 BUSINESS ADDRESS: STREET 1: 111 CASS STREET CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 2319294500 MAIL ADDRESS: STREET 1: 111 CASS STREET CITY: TRAVERSE CITY STATE: MI ZIP: 49684 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001051042 XXXXXXXX 03-31-2018 03-31-2018 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

111 CASS STREET TRAVERSE CITY MI 49684

13F HOLDINGS REPORT 028-06648 N Matthew Bohrer 231-929-4500 Matthew Bohrer Traverse City MI 04-23-2018 0 97 311165 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 300 284000 PRN DFND 0 284000 0 HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 1187 1244000 PRN DFND 0 1244000 0 FRANKLIN STREET PPTYS CORP COM 35471R106 5051 600591 SH DFND 0 600591 0 AEGON N V NY REGISTRY SH 007924103 90 13315 SH DFND 0 13315 0 ALAMOS GOLD INC NEW COM CL A 011532108 4283 822012 SH DFND 0 822012 0 ANALOG DEVICES INC COM 032654105 240 2632 SH DFND 0 2632 0 ASSOCIATED CAP GROUP INC CL A 045528106 5852 156270 SH DFND 0 156270 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1441 7226 SH DFND 0 7226 0 BOULDER GROWTH & INCOME FD I COM 101507101 476 44128 SH DFND 0 44128 0 COLGATE PALMOLIVE CO COM 194162103 874 12200 SH DFND 0 12200 0 CONSOLIDATED EDISON INC COM 209115104 609 7820 SH DFND 0 7820 0 DTE ENERGY CO COM 233331107 695 6658 SH DFND 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