0001062993-17-000333.txt : 20170123 0001062993-17-000333.hdr.sgml : 20170123 20170123151353 ACCESSION NUMBER: 0001062993-17-000333 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170123 DATE AS OF CHANGE: 20170123 EFFECTIVENESS DATE: 20170123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD CENTRAL INDEX KEY: 0001051042 IRS NUMBER: 382562340 STATE OF INCORPORATION: MI FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06648 FILM NUMBER: 17540931 BUSINESS ADDRESS: STREET 1: 111 CASS STREET CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 2319294500 MAIL ADDRESS: STREET 1: 111 CASS STREET CITY: TRAVERSE CITY STATE: MI ZIP: 49684 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001051042 XXXXXXXX 12-31-2016 12-31-2016 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

111 CASS STREET TRAVERSE CITY MI 49684

13F HOLDINGS REPORT 028-06648 N Matthew Bohrer 231-929-4500 Matthew Bohrer Traverse City MI 01-23-2017 0 95 259352 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 331 316000 PRN DFND 0 316000 0 AEGON N V NY REGISTRY SH 007924103 70 12651 SH DFND 0 12651 0 ALPHABET INC CAP STK CL C 02079K107 3265 4230 SH DFND 0 4230 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 627 122254 SH DFND 0 122254 0 APOLLO SR FLOATING RATE FD I COM 037636107 5661 325340 SH DFND 0 325340 0 APPLE INC COM 037833100 307 2650 SH DFND 0 2650 0 ASSOCIATED CAP GROUP INC CL A 045528106 978 29775 SH DFND 0 29775 0 B2GOLD CORP COM 11777Q209 823 347345 SH DFND 0 347345 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1186 7276 SH DFND 0 7276 0 BLACKROCK CR ALLCTN INC TR COM 092508100 1116 86049 SH DFND 0 86049 0 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 528 45601 SH DFND 0 45601 0 BOULDER GROWTH & INCOME FD I COM 101507101 439 49160 SH DFND 0 49160 0 COHEN 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