0001062993-16-011745.txt : 20161017 0001062993-16-011745.hdr.sgml : 20161017 20161017112354 ACCESSION NUMBER: 0001062993-16-011745 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161017 DATE AS OF CHANGE: 20161017 EFFECTIVENESS DATE: 20161017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD CENTRAL INDEX KEY: 0001051042 IRS NUMBER: 382562340 STATE OF INCORPORATION: MI FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06648 FILM NUMBER: 161938353 BUSINESS ADDRESS: STREET 1: 111 CASS STREET CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 2319294500 MAIL ADDRESS: STREET 1: 111 CASS STREET CITY: TRAVERSE CITY STATE: MI ZIP: 49684 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001051042 XXXXXXXX 09-30-2016 09-30-2016 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

111 CASS STREET TRAVERSE CITY MI 49684

13F HOLDINGS REPORT 028-06648 N Matthew Bohrer 231-929-4500 Matthew Bohrer Traverse City MI 10-17-2016 0 96 305591 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 374 334000 PRN DFND 0 334000 0 AEGON N V NY REGISTRY SH 007924103 49 12651 SH DFND 0 12651 0 ALPHABET INC CAP STK CL C 02079K107 3481 4479 SH DFND 0 4479 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 552 99510 SH DFND 0 99510 0 APOLLO SR FLOATING RATE FD I COM 037636107 9638 569264 SH DFND 0 569264 0 APPLE INC COM 037833100 770 6807 SH DFND 0 6807 0 B2GOLD CORP COM 11777Q209 1087 413315 SH DFND 0 413315 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1062 7352 SH DFND 0 7352 0 BLACKROCK CR ALLCTN INC TR COM 092508100 1583 118594 SH DFND 0 118594 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 6522 470567 SH DFND 0 470567 0 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 334 27297 SH DFND 0 27297 0 BOULDER GROWTH & INCOME FD I COM 101507101 418 49934 SH DFND 0 49934 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 4947 229661 SH DFND 0 229661 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 1278 170124 SH DFND 0 170124 0 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 894 78143 SH DFND 0 78143 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 165 16022 SH DFND 0 16022 0 CLOUGH GLOBAL DIVND AND INC COM 18913Y103 646 53268 SH DFND 0 53268 0 COFFEE HLDGS INC COM 192176105 65 11675 SH DFND 0 11675 0 COHEN & STEERS CLOSED END OP COM 19248P106 2681 218171 SH DFND 0 218171 0 COHEN & STEERS REIT & PFD IN COM 19247X100 786 39014 SH DFND 0 39014 0 COLGATE PALMOLIVE CO COM 194162103 905 12200 SH DFND 0 12200 0 CONSOLIDATED EDISON INC COM 209115104 628 8343 SH DFND 0 8343 0 COTT CORP QUE COM 22163N106 1619 113619 SH DFND 0 113619 0 COVANTA HLDG CORP COM 22282E102 3454 224430 SH DFND 0 224430 0 DIVERSIFIED REAL ASSET INC F COM SHS 25533B108 240 13935 SH DFND 0 13935 0 DOMINION DIAMOND CORP COM 257287102 98 10100 SH DFND 0 10100 0 DTE ENERGY CO COM 233331107 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