0001062993-16-010727.txt : 20160728 0001062993-16-010727.hdr.sgml : 20160728 20160728104552 ACCESSION NUMBER: 0001062993-16-010727 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 EFFECTIVENESS DATE: 20160728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD CENTRAL INDEX KEY: 0001051042 IRS NUMBER: 382562340 STATE OF INCORPORATION: MI FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06648 FILM NUMBER: 161788833 BUSINESS ADDRESS: STREET 1: 111 CASS STREET CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 2319294500 MAIL ADDRESS: STREET 1: 111 CASS STREET CITY: TRAVERSE CITY STATE: MI ZIP: 49684 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001051042 XXXXXXXX 06-30-2016 06-30-2016 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

111 CASS STREET TRAVERSE CITY MI 49684

13F HOLDINGS REPORT 028-06648 N Matt Bohrer 231-929-4500 Matthew Bohrer Traverse City MI 07-28-2016 0 98 328015 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 364 339000 PRN DFND 0 339000 0 AEGON N V NY REGISTRY SH 007924103 49 12250 SH DFND 0 12250 0 ALPHABET INC CAP STK CL C 02079K107 3224 4659 SH DFND 0 4659 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 1992 362794 SH DFND 0 362794 0 APOLLO SR FLOATING RATE FD I COM 037636107 9079 574620 SH DFND 0 574620 0 B2GOLD CORP COM 11777Q209 1069 426055 SH DFND 0 426055 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1059 7312 SH DFND 0 7312 0 BIRNER DENTAL MGMT SERVICES COM NEW 091283200 864 59609 SH DFND 0 59609 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 6251 475374 SH DFND 0 475374 0 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 306 25783 SH DFND 0 25783 0 BLACKROCK CR ALLCTN INC TR COM 092508100 1550 119070 SH DFND 0 119070 0 BOULDER GROWTH & INCOME FD I COM 101507101 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SR INCOME FD COM 67067Y104 608 100629 SH DFND 0 100629 0 PFIZER INC COM 717081103 292 8280 SH DFND 0 8280 0 PIONEER FLOATING RATE TR COM 72369J102 5404 479466 SH DFND 0 479466 0 PROCTER & GAMBLE CO COM 742718109 778 9190 SH DFND 0 9190 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 45 10355 SH DFND 0 10355 0 ROYAL GOLD INC COM 780287108 9040 125516 SH DFND 0 125516 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 1390 182855 SH DFND 0 182855 0 ROYCE MICRO-CAP TR INC COM 780915104 5251 715435 SH DFND 0 715435 0 ROYCE VALUE TR INC COM 780910105 749 63628 SH DFND 0 63628 0 SANDSTORM GOLD LTD COM NEW 80013R206 7414 1662290 SH DFND 0 1662290 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 445 7954 SH DFND 0 7954 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 6928 332607 SH DFND 0 332607 0 SILVER WHEATON CORP COM 828336107 10860 461538 SH DFND 0 461538 0 SPARK NETWORKS INC COM 84651P100 725 459077 SH DFND 0 459077 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 1951 141894 SH DFND 0 141894 0 SUNOPTA 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