-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RjuUEYjw51E7APU0YqMFfZYrbqloiWVwiC51NDunffjYPzjOOZqJrtr77nZomWJ/ TKQnDwltUQDaoRx2NHPAOQ== 0000276776-07-000024.txt : 20070305 0000276776-07-000024.hdr.sgml : 20070305 20070305155529 ACCESSION NUMBER: 0000276776-07-000024 CONFORMED SUBMISSION TYPE: NSAR-U PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070305 DATE AS OF CHANGE: 20070305 EFFECTIVENESS DATE: 20070305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER INDEPENDENCE PLANS CENTRAL INDEX KEY: 0001051008 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-U SEC ACT: 1940 Act SEC FILE NUMBER: 811-08551 FILM NUMBER: 07671237 BUSINESS ADDRESS: STREET 1: C/O THE PIONEER INVESTMENTS STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109-1820 BUSINESS PHONE: 6174224960 MAIL ADDRESS: STREET 1: C/O THE PIONEER INVESTMENTS STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109-1820 NSAR-U 1 plan06.txt FORM N-SAR ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Report for six month period ending: / / (a) or fiscal year ending: 12/31/06 (b) Is this a transition report? (Y/N) ___N____ Is this an amendment to a previous filing: (Y/N)___N___ 1. A. Registrant Name: Pioneer Independence Plans B. File Number: 811-08551 C: Telephone Number: 617-422-4529 2. A. Street: 60 State Street B. City: Boston C. State: Massachusetts D. Zip Code: 02109 3. Is this the first filing on this form by Registrant? (Y/N)__N__ 4. Is this the last filing on this form by Registrant? (Y/N) __N__ 5. Is Registrant a small business investment company (SBIC)? (Y/N) __N__ 6. Is Registrant a unit investment trust (UIT)? (Y/N)__Y__ 7. A. Is Registrant a series or multiple portfolio company? (Y/N)___N____ B. How many separate series or portfolios did Registrant have at the end of the period? _______N/A__________ UNIT INVESTMENT TRUSTS 111. A. Depositor Name: Pioneer Funds Distributor, Inc. B. File Number (if any): 8-41256 C. City: Boston State: Massachusetts Zip Code: 02109 Ext: 1820 112. A. Sponsor Name: Pioneer Funds Distributor, Inc. B. File Number (if any): 8-41256 C. City: Boston State: Massachusetts Zip Code: 02109 Ext: 1820 113. A. Trustee Name: B. City: State: Zip Code: Ext: Foreign Country: Foreign Postal Code: 114. A. Principal Underwriter Name: Pioneer Funds Distributor, Inc. B. File Number: 8-41256 C. City: Boston State: Massachusetts Zip Code: 02109 Ext: 1820 115. A. Independent Public Accountant Name: Ernst & Young LLP B. City: Boston State: Massachusetts Zip Code: 02116 Ext: 5072 116. Family of investment companies information: A. Is Registrant part of a family of investment companies? (Y/N)___N_____ B. Identify the family in 10 letters _____________ 117. A. Is Registrant a separate account of an insurance company? (Y/N)_N__ B. Variable annuity contracts? (Y/N)____N_____ C. Scheduled premium variable life contracts? (Y/N)______N_____ D. Flexible premium variable life contracts? (Y/N)_______N_____ E. Other types of insurance products registered under the Securities Act of 1933? (Y/N)_____N_____ 118. State the number of series existing at the end of the period that had securities registered under the Securities Act of 1933:_____1_____ 119. State the number of new series for which registration statements under the Securities Act of 1933 became effective during the period:______-0-_______ 120. State the total value of the portfolio securities on the date of deposit for the new series included in item 119 ($000's omitted)______-0-_______ 121. State the number of series for which a current prospectus was in existence at the end of the period: _____1_______ 122. State the number of existing series for which additional units were registered under the Securities Act of 1933 during the current period:____-0-___ 123. State the total value of the additional units considered in answering item 122 ($000's omitted) $______-0-_______ 124. State the total value of units of prior series that were placed in the portfolios of subsequent series during the current period (the value of these units is to be measured on the date they were placed in the subsequent series) ($000's omitted) $________-0-_________ 125. State the total dollar amount of sales loads collected (before reallowances to other brokers or dealers) by Registrant's principal underwriter and any underwriter which is an affiliated person of the principal underwriter during the current period solely from the sale of units of all series of Registrant's ($000's omitted) $_______5_______ 126. Of the amount shown in item 125, state the total dollar amount of sales Loads collected from secondary market operations in Registrant's units (include the sales loads, if any, collected on units of a prior series placed in the portfolio of a subsequent series.) ($000's omitted) $_________-0-__________ 127. List opposite the appropriate description below the number of series whose portfolios are invested primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total assets at market value as of a date at or near the end of the current period of each such group of series and the total income distributions made by each such group of series during the current period (excluding distributions of realized gains, if any):
Number of Total Assets Series ($000's Total Income Investing omitted) Distributions A.U.S. Treasury direct issue -0- $-0- $-0- B.U.S. Government agency -0- $-0- $-0- C.State and municipal tax-free -0- $-0- $-0- D.Public utility debt -0- $-0- $-0- E.Brokers or dealers debt or Debt of brokers' or Dealers' parent -0- $-0- $-0- F.All other corporate Intermed. & long-term debt -0- $-0- $-0- G.All other corporate short- Term debt -0- $-0- $-0- H.Equity securities of brokers Or dealers or parents of Brokers or dealers -0- $-0- $-0- I.Investment company equity Securities 1 $491,863 $-0- J.All other equity securities -0- $-0- $-0- K.Other securities -0- $-0- $-0- L.Total assets of all series Of Registrant 1 $491,863 $-0-
128. Is the timely payment of principal and interest on any of the portfolio Securities held by any of Registrant's series at the end of the current period insured or guaranteed by an entity other than the issuer? (Y/N)______N________ [If answer is "N" (No), go to item 131] 129. Is the issuer of any instrument covered in item 128 delinquent or in default as to payment of principal or interest at the end of the current period?(Y/N)___________________ [if answer is "N" (No), go to item 131] 130. In computations of NAV or offering price per unit, is any part of the value attributed to instruments identified in item 129 derived from insurance or guarantees?(Y/N)______________________ 131. Total expenses incurred by all series of Registrant during the current Reporting period ($000's omitted) $_________0___________ 132. List the "811" (Investment Company Act of 1940) registration number for All Series of Registrant that is being included in this filing: 811-08551 811- 811-
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