-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E+w1ham+LM+s4hGf65ogwz5fNQmINlPsA+LdP9NNGWCCPgjHRKR6+cy7Lx9ClPV/ ZHLt4d3q40O+v7blI3CgoA== 0000950129-02-004233.txt : 20020814 0000950129-02-004233.hdr.sgml : 20020814 20020814180953 ACCESSION NUMBER: 0000950129-02-004233 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTA SERVICES INC CENTRAL INDEX KEY: 0001050915 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 742851603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13831 FILM NUMBER: 02738096 BUSINESS ADDRESS: STREET 1: 1360 POST OAK BLVD STREET 2: SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7133506000 MAIL ADDRESS: STREET 1: 1360 POST OAK BLVD SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77056 8-K 1 h99025e8vk.txt QUANTA SERVICES, INC. - DATED 8/14/02 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2002 QUANTA SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-13831 74-2851603 (Commission File No.) (IRS Employer Identification No.) 1360 Post Oak Boulevard, Suite 2100 Houston, Texas 77056 (Address of principal executive offices, including ZIP code) (713) 629-7600 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. The following exhibits are furnished as part of this Current Report on Form 8-K: Exhibit Exhibit No. 99.1 Statement under Oath of Principal Executive Officer 99.2 Statement under Oath of Principal Financial Officer ITEM 9. REGULATION FD DISCLOSURE. The Principal Executive Officer and the Principal Financial Officer of Quanta Services, Inc. (the "Company") each submitted to the Securities and Exchange Commission on August 14, 2002 the statements under oath required by Commission Order No. 4-460. Copies of each such statement are attached hereto as exhibits. On August 14, 2002, the Chief Executive Officer and Chief Financial Officer of the Company also each submitted the certifications required by Section 906 of the Sarbanes-Oxley Act of 2002 in connection with the filing of the Company's Quarterly Report on Form 10-Q for the period ending June 30, 2002. Copies of each such statement were attached as exhibits to the Company's Form 10-Q for the period ended June 30, 2002, filed on August 14, 2002. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: August 14, 2002 QUANTA SERVICES, INC. By: /s/ DANA A. GORDON ------------------ Name: Dana A. Gordon Title: Vice President - General Counsel EXHIBIT INDEX
EXHIBIT NUMBER DESCRIPTION ------ ----------- 99.1 Statement under Oath of Principal Executive Officer 99.2 Statement under Oath of Principal Financial Officer
EX-99.1 3 h99025exv99w1.txt STATEMENT UNDER OATH - PRINCIPAL EXECUTIVE OFFICER EXHIBIT 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, John R. Colson, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Quanta Services, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o the Annual Report on Form 10-K for the fiscal year ended December 31, 2001 filed with the Commission of Quanta Services, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Quanta Services, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ JOHN R. COLSON Subscribed and sworn to - ------------------ before me this 14th day of John R. Colson, August 2002. Chairman and Chief Executive Officer /S/ MARY ST. MICHEL August 14, 2002 ------------------------------- Notary Public My Commission Expires: 12/21/05 EX-99.2 4 h99025exv99w2.txt STATEMENT UNDER OATH - PRINCIPAL FINANCIAL OFFICER EXHIBIT 99.2 STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, James H. Haddox, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Quanta Services, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o the Annual Report on Form 10-K for the fiscal year ended December 31, 2001 filed with the Commission of Quanta Services, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Quanta Services, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ JAMES H. HADDOX Subscribed and sworn to - ----------------------- before me this 14th day of James H. Haddox, August 2002. Chief Financial Officer August 14, 2002 /s/ MARY ST. MICHEL --------------------------------- Notary Public My Commission Expires: 12/21/05 -----END PRIVACY-ENHANCED MESSAGE-----