-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, COpU+mDjWHoGdCJOoRXjRTXx7VNcSZsQXsklsTEF+E35hX1/NGOpZxY3FL1VRf/H 7d8oBm3HPkx59MtdpvZZUg== 0000899243-99-002537.txt : 19991222 0000899243-99-002537.hdr.sgml : 19991222 ACCESSION NUMBER: 0000899243-99-002537 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991220 ITEM INFORMATION: FILED AS OF DATE: 19991221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTA SERVICES INC CENTRAL INDEX KEY: 0001050915 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 742851603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-13831 FILM NUMBER: 99778034 BUSINESS ADDRESS: STREET 1: 1360 POST OAK BLVD STREET 2: SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7133506000 MAIL ADDRESS: STREET 1: 1360 POST OAK BLVD SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77056 8-K 1 DATE OF REPORT 12/20/99 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT: DECEMBER 20, 1999 QUANTA SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 001-13831 74-2851603 (State or other jurisdiction) (Commission (IRS Employer of incorporation File Number) Identification No.) 1360 Post Oak Boulevard, Suite 2100 Houston, Texas 77056 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (713) 629-7600 ITEM 5. OTHER EVENTS. Quanta Services, Inc. is filing this report on Form 8-K to provide additional details about its sales of unregistered securities during the period from January 1, 1999 until September 30, 1999. In the first nine months of 1999, the Company completed 30 acquisitions in which some or all of the consideration was unregistered securities of the Company. The aggregate consideration paid in these transactions was $273.6 million in cash and notes and 8.8 million shares of Common Stock. The Company considers the acquisitions of H. L. Chapman Pipeline Construction, Inc., H. L. Chapman Pipeline Leasing Co., Inc., Austin Trencher, Inc. and Sullivan Welders, Inc. to be one acquisition as these companies were all part of a related business. None of the other acquisitions were affiliated with each other prior to acquisition by the Company. Additionally, the Company sold shares of its Series A Preferred Stock in an unregistered transaction in September, 1999. Except for the sale of Series A Preferred Stock to UtiliCorp United Inc. on September 21, 1999, all securities listed on the following table were shares of Common Stock. The Company relied on Section 4(2) of the Securities Act of 1933, as amended, as the basis for exemption from registration. The shares of Series A Preferred Stock are convertible into 6,200,000 shares of Common Stock, subject to adjustment as set forth in the Company's Certificate of Designations. For all issuances, the purchasers were "accredited investors" as defined in Rule 501 promulgated pursuant to the Securities Act of 1933, as amended. All issuances, other than the issuance of Series A Preferred Stock, were to the owners of businesses acquired in privately negotiated transactions, not pursuant to public solicitation. The issuance of Series A Preferred Stock was negotiated with one purchaser as part of a strategic alliance and not pursuant to a public solicitation.
NUMBER OF DATE SHARES PURCHASERS CONSIDERATION ---------------------------------------------------------------------------------------------- 2/3/99 22,178 Sole owner of Tip Top Acquisition of Tip Top Arborists, Arborists, Inc. Inc. - ---------------------------------------------------------------------------------------------- 2/12/99 433,018 Three owners of R.A. Acquisition of R. A. Waffensmith & Waffensmith & Co., Inc. Co., Inc. - ---------------------------------------------------------------------------------------------- 2/12/99 438,560 Five owners of Dillard Smith Acquisition of Dillard Smith Construction Company Construction Company - ---------------------------------------------------------------------------------------------- 2/12/99 263,665 Five owners of The Ryan Acquisition of The Ryan Company, Company, Inc. Inc. - ---------------------------------------------------------------------------------------------- 2/16/99 666,948 Four owners of Northern Line Acquisition of Northern Line Layers, Inc. Layers, Inc. - ---------------------------------------------------------------------------------------------- 3/3/99 113,367 Four owners of Western Acquisition of Western Directional, Inc. Directional, Inc. - ---------------------------------------------------------------------------------------------- Seven owners of Valverde Acquisition of Valverde 3/9/99 396,040 Communications, Inc. and VCI Communications, Inc. and VCI Telcom, Inc. Telcom, Inc. - ---------------------------------------------------------------------------------------------- 3/23/99 168,618 Two owners of P.D.G. Electric Acquisition of P.D.G. Electric Company Company - ---------------------------------------------------------------------------------------------- 4/15/99 430,990 Sole owner of Tom Allen Acquisition of Tom Allen Construction Company Construction Company - ---------------------------------------------------------------------------------------------- 5/12/99 54,039 Two owners of TTM, Inc. Acquisition of TTM, Inc. - ---------------------------------------------------------------------------------------------- 5/14/99 35,907 One owner of Seaward Acquisition of Seaward Corporation Corporation - ---------------------------------------------------------------------------------------------- Three owners H. L. Chapman Acquisition of H. L. Chapman 5/14/99 639,841 Pipeline Construction, Inc. Pipeline Construction, Inc. and H. and H. L. Chapman Leasing L. Chapman Leasing Co., Inc. Co., Inc. - ---------------------------------------------------------------------------------------------- 5/14/99 19,893 Three owners of Austin Acquisition of Austin Trencher, Trencher, Inc. Inc. - ---------------------------------------------------------------------------------------------- 5/14/99 6,492 Two owners of Sullivan Acquisition of Sullivan Welders, Welders, Inc. Inc. - ---------------------------------------------------------------------------------------------- Sole owner of Driftwood Acquisition of Driftwood 5/14/99 232,258 Electrical Contractors, Inc. Electrical Contractors, Inc. and and The 27 Digging Company The 27 Digging Company - ---------------------------------------------------------------------------------------------- 5/28/99 183,136 Two owners of GEM Engineering Acquisition of GEM Engineering Co., Inc. Co., Inc. - ---------------------------------------------------------------------------------------------- 6/15/99 266,667 Sole owner of W.C. Acquisition of W.C. Communications, Inc. Communications, Inc. - ---------------------------------------------------------------------------------------------- 7/9/99 13,206 Sole owner of Specialty Acquisition of Specialty Drilling Drilling Technology, Inc. Technology, Inc. - ----------------------------------------------------------------------------------------------
NUMBER OF DATE SHARES PURCHASERS CONSIDERATION ---------------------------------------------------------------------------------------------- Two owners of Sky Antenna Acquisition of Sky Antenna 7/15/99 640,820 Systems, Inc. and North Systems, Inc. and North Pacific Pacific Utility Contractors, Utility Contractors, Inc. Inc. ---------------------------------------------------------------------------------------------- 7/21/99 17,682 Sole owner of Taylor Built, Acquisition of Taylor Built, Inc. Inc. - ---------------------------------------------------------------------------------------------- 7/22/99 17,766 Sole owner of Allmat, Inc. Acquisition of Allmat, Inc. - ---------------------------------------------------------------------------------------------- 7/23/99 44,735 Sole owner of Utilco, Inc. Acquisition of Utilico, Inc. and and Utilco Constructors, Inc. Utilco Constructors, Inc. ---------------------------------------------------------------------------------------------- 7/23/99 20,418 Two Owners of Intermountain Acquisition of Intermountain Electric, Inc. Electric, Inc. - ---------------------------------------------------------------------------------------------- 8/13/99 2,034,849 Sole owner of Crown Fiber Acquisition of Crown Fiber Communications, Inc. Communications, Inc. - ---------------------------------------------------------------------------------------------- 8/13/99 192,269 Sole owner of T.H. Cable Acquisition of T.H. Cable Construction, Inc. Construction, Inc. - ---------------------------------------------------------------------------------------------- 8/13/991 160,224 Sole owner of World CATV Acquisition of World CATV Communications, Inc. Communications, Inc. - ---------------------------------------------------------------------------------------------- 8/26/99 239,234 Four owners of W.C.E., Inc. Acquisition of W.C.E., Inc. - ---------------------------------------------------------------------------------------------- 8/27/99 28,326 Sole owner of Computapole, Acquisition of Computapole, Inc. Inc. - ---------------------------------------------------------------------------------------------- 9/15/99 702,439 Sole owner of Haines Acquisition of Haines Construction Construction Company Company - ---------------------------------------------------------------------------------------------- 9/21/99 1,860,000 UtiliCorp United Inc. $186,000,000 Series A Preferred Stock ---------------------------------------------------------------------------------------------- 9/22/99 122,378 Two owners of Ranger Acquisition of Ranger Directional, Directional, Inc. Inc. - ---------------------------------------------------------------------------------------------- 9/22/99 58,145 Two owners of Hudson & Acquisition of Hudson & Poncetta, Poncetta, Inc. Inc. - ---------------------------------------------------------------------------------------------- Three owners of Renaissance Acquisition of Renaissance Construction, Inc., Construction, Inc., Renaissance 9/22/99 124,188 Renaissance Construction of Construction of Utah, Inc. and Utah, Inc. and Renaissance Renaissance Construction of Construction of Nevada, Inc. Nevada, Inc. - ----------------------------------------------------------------------------------------------
SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. QUANTA SERVICES, INC. Date: December 20, 1999 By: /s/ Brad Eastman ----------------------------- Brad Eastman Vice President, Secretary and General Counsel -----END PRIVACY-ENHANCED MESSAGE-----