0001351952-17-000051.txt : 20170706 0001351952-17-000051.hdr.sgml : 20170706 20170706161729 ACCESSION NUMBER: 0001351952-17-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170703 FILED AS OF DATE: 20170706 DATE AS OF CHANGE: 20170706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA SPORTSWEAR CO CENTRAL INDEX KEY: 0001050797 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 930498284 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14375 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 503 985 4000 MAIL ADDRESS: STREET 1: 14375 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BABSON STEPHEN E CENTRAL INDEX KEY: 0001201101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23939 FILM NUMBER: 17952288 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-07-03 0001050797 COLUMBIA SPORTSWEAR CO COLM 0001201101 BABSON STEPHEN E C/O COLUMBIA SPORTSWEAR COMPANY 14375 NW SCIENCE PARK DRIVE PORTLAND OR 97229 1 0 0 0 Common Stock 2017-07-03 4 M 0 494 A 119874 D Common Stock 2017-07-03 4 M 0 365 A 120239 D Common Stock 2017-07-03 4 M 0 535 A 120774 D Common Stock 2000 I By Wife Common Stock 4500 I By LP Common Stock 11000 I By Family Trust Restricted Stock Units 2017-07-03 4 M 0 494 0 D 2015-07-01 Common Stock 494 0 D Restricted Stock Units 2017-07-03 4 M 0 365 0 D 2017-07-01 Common Stock 365 730 D Restricted Stock Units 2017-07-03 4 M 0 535 0 D 2017-07-01 Common Stock 535 0 D Each restricted stock unit represents a right to receive one share of COLM common stock. Includes 4,500 shares held by Babson Capital Partners, LP, for which Mr. Babson is general partner. Includes 11,000 shares held by the Jean McCall Babson Trust, for which Mr. Babson is trustee and whose beneficiares include members of Mr. Babson's family. N/A On 6/3/14 the reporting person was granted 1,486 restricted stock units, 33% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Vest Date"), and (b) on each of the two subsequent anniversaries following the first anniversary of the Vest Date. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. On 6/10/16 the reporting person was granted 1,095 restricted stock units, 33% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Vest Date"), and (b) on each of the two subsequent anniversaries following the first anniversary of the Vest Date. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. On 6/10/16 the reporting person was granted 535 restricted stock units, 100% of the restricted stock units vest on the first anniverary of the first day of the first full calendar month following the award date (the "Vest Date"). One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. Peter J. Bragdon, Attorney-in-Fact 2017-07-06