-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RFzyYBfaAc/OoovnA56aCbNcgA7D8KVCkkjY1taMtKLP4x/L9+swchr1boYCn9Ho gJtNZx+DrnhLqKJA5EkfnQ== 0001477501-10-000006.txt : 20100514 0001477501-10-000006.hdr.sgml : 20100514 20100514150031 ACCESSION NUMBER: 0001477501-10-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100512 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENGEMAN CRAIG C CENTRAL INDEX KEY: 0001236758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 10832730 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-05-12 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236758 SPENGEMAN CRAIG C 190 MAIN STREET PO BOX 178 GLADSTONE NJ 07934 1 1 0 0 President & Chf Investment Off Common Stock 2010-05-12 4 S 0 2000 14.00 D 18940 D Common Stock 7090.6791 I 401k/Profit Sharing Plan Stock option (right to buy) 13.03 2010-09-14 Common Stock 1467 1467 D Stock option (right to buy) 16.06 2011-01-11 Common Stock 4191 4191 D Stock option (right to buy) 12.97 2011-05-10 Common Stock 2794 2794 D Stock option (right to buy) 27.51 2004-01-09 2014-01-09 Common Stock 23098 23098 D Stock option (right to buy) 26.76 2017-01-03 Common Stock 4200 4200 D Stock option (right to buy) 23.40 2018-01-02 Common Stock 4200 4200 D The options were exercisable in five equal annual installments on September 14, 2001, 2002, 2003, 2004 and 2005. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options were exercisable in five equal annual installments on January 11, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options were exercisable in five equal annual installments on May 10, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. Includes profit-sharing contributions and earnings since last filing. Craig C. Spengeman 2010-05-14 -----END PRIVACY-ENHANCED MESSAGE-----