0001273412-18-000050.txt : 20180322 0001273412-18-000050.hdr.sgml : 20180322 20180322164128 ACCESSION NUMBER: 0001273412-18-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180320 FILED AS OF DATE: 20180322 DATE AS OF CHANGE: 20180322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waser Eric H. CENTRAL INDEX KEY: 0001634922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 18707406 MAIL ADDRESS: STREET 1: C/O PEAPACK-GLADSTONE FINANCIAL CORP STREET 2: 500 HILLS DRIVE, SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-20 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001634922 Waser Eric H. 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921-0700 0 1 0 0 EVP, Head of Comm Banking Common Stock 23762 D Common Stock 4977.2499 I 401(k) Common Stock 3139.552 I Employee Stock Purchase Plan Restricted Stock Units 2018-03-20 4 A 0 6686 0 A Common Stock 6686 11234 D Restricted Stock Units 2018-03-20 4 A 0 1415 0 A Common Stock 5393 6808 D Restricted Stock Units 2018-03-20 4 A 0 2228 0 A Common Stock 2228 2228 D Includes 401 (K) contributions used to purchase PGC stock. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Eric H. Waser 2018-03-22