0001273412-18-000032.txt : 20180322 0001273412-18-000032.hdr.sgml : 20180322 20180322160204 ACCESSION NUMBER: 0001273412-18-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180320 FILED AS OF DATE: 20180322 DATE AS OF CHANGE: 20180322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PHILIP W III CENTRAL INDEX KEY: 0001236756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 18706949 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-20 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236756 SMITH PHILIP W III 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 1 0 0 0 Common Stock 40974.6507 D Common Stock 1335 I by Phillary Management Inc., a Corporation Common Stock 8361.42 I Spouse Restricted Stock Units 2018-03-20 4 A 0 707 0 A Common Stock 707 707 D Stock Option (right to buy) 13.43 2020-01-04 Common Stock 5000 5000 D Stock Option (right to buy) 13.53 2021-01-03 Common Stock 2500 2500 D Stock Option (right to buy) 10.72 2022-01-03 Common Stock 2500 2500 D Stock Option (right to buy) 14.68 2023-01-02 Common Stock 2500 2500 D Includes shares received through dividend reinvestment since the last filing. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock on the first anniversary of the grant date. The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014. The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015. The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016. The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016. Philip W. Smith III 2018-03-22