0001273412-18-000010.txt : 20180313 0001273412-18-000010.hdr.sgml : 20180313 20180313151252 ACCESSION NUMBER: 0001273412-18-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180311 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARFORA JEFFREY J CENTRAL INDEX KEY: 0001201447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 18686256 MAIL ADDRESS: STREET 1: C/O PENNFED FINANCIAL SERVICES INC STREET 2: 622 EAGLE ROCK AVENUE CITY: WEST ORANGE STATE: NJ ZIP: 07052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-11 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001201447 CARFORA JEFFREY J 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921-0700 0 1 0 0 SEVP & Chief Financial Officer Common Stock 2018-03-11 4 F 0 901 34.71 D 90989 D Common Stock 2018-03-11 4 F 0 947 34.71 D 92627 D Common Stock 2018-03-11 4 F 0 716 34.77 D 93781 D Common Stock 2018-03-11 4 F 0 108 34.77 D 93953 D Common Stock 963.4292 I Profit Sharing Common Stock 3925.9178 I Employee Stock Purchase Plan Restricted Stock Units Common Stock 6328 6328 D Restricted Stock Units Common Stock 1123 1123 D Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Jeffrey J. Carfora 2018-03-13