0001273412-18-000006.txt : 20180313 0001273412-18-000006.hdr.sgml : 20180313 20180313150419 ACCESSION NUMBER: 0001273412-18-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180311 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BABCOCK JOHN P CENTRAL INDEX KEY: 0001602623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 18686224 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-11 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001602623 BABCOCK JOHN P 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921-1538 0 1 0 0 SEVP & Pres of Priv Wealth Mgt Common Stock 2018-03-11 4 F 0 1693 34.71 D 73381.67 D Common Stock 2018-03-11 4 F 0 1309 34.71 D 72072.67 D Common Stock 2018-03-11 4 F 0 810 34.71 D 73719.67 D Common Stock 2018-03-11 4 F 0 165 34.71 D 74052.67 D Common Stock 2018-03-11 4 F 0 457 34.71 D 74981.17 D Common Stock 3842 I Rabbi Trust Common Stock 5324.9854 I 401(K) Restricted Stock Unit Common Stock 10455 10455 D Restricted Stock Unit Common Stock 1995 1995 D Includes 401(K) contributions used to purchase PGC stock. 10,804 shares held in trust Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. John P. Babcock 2018-03-13