0001273412-13-000065.txt : 20131216 0001273412-13-000065.hdr.sgml : 20131216 20131216145055 ACCESSION NUMBER: 0001273412-13-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131204 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: PO BOX 700 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: PO BOX 700 CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCKOFF KAREN A CENTRAL INDEX KEY: 0001577818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 131278710 MAIL ADDRESS: STREET 1: C/O PEAPACK GLADSTONE FINANCIAL CORP STREET 2: 500 HILLS DRIVE, SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921-1538 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-04 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001577818 ROCKOFF KAREN A 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921-1538 0 1 0 0 Chief Risk Officer Common Stock 2013-12-04 4 A 0 2271 0 A 2571 D Common Stock 2013-12-12 4 P 0 75 17.00 A 2646 D Stock Option (right to buy) 14.06 2023-04-15 Common Stock 1000 1000 D The options were exercisable in five equal annual installments on April 15, 2014, 2015, 2016, 2017 and 2018. Karen A. Rockoff 2013-12-13