0001273412-13-000061.txt : 20131216 0001273412-13-000061.hdr.sgml : 20131216 20131216144514 ACCESSION NUMBER: 0001273412-13-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131212 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: PO BOX 700 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: PO BOX 700 CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caspersen Finn MW Jr CENTRAL INDEX KEY: 0001422194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 131278688 MAIL ADDRESS: STREET 1: PO BOX 178 STREET 2: 190 MAIN STREET CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-12 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001422194 Caspersen Finn MW Jr 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 1 1 0 0 SEVP & Chief Counsel Common Stock 2013-12-12 4 P 0 5944 17.00 A 66406 D Common Stock 2013-12-12 4 P 0 261 17.00 A 1167.3816 I Profit Sharing Plan Stock Option (right to buy) 28.57 2014-03-29 Common Stock 11549 11549 D Stock Option (right to buy) 26.76 2017-01-03 Common Stock 2100 2100 D Stock Option (right to buy) 23.40 2018-01-02 Common Stock 3150 3150 D The options were exercisable in five equal annual installments on March 29, 2005, 2006, 2007, 2008 and 2009. On December 8, 2005, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. Includes profit-sharing contributions and earnings since last filing. Finn M.W. Caspersen Jr 2013-12-13