0001273412-13-000030.txt : 20130305 0001273412-13-000030.hdr.sgml : 20130305 20130305155753 ACCESSION NUMBER: 0001273412-13-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130301 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENGEMAN CRAIG C CENTRAL INDEX KEY: 0001236758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 13665589 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-01 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236758 SPENGEMAN CRAIG C 500 HILLS DRIVE SUITE 300 BEDMINSTER NJ 07921 1 1 0 0 President & Chf Investment Off Common Stock 2013-03-01 4 A 0 5172 0 A 31816 D Common Stock 7588.1483 I 401k/Profit Sharing Plan Stock option (right to buy) 27.51 2004-01-09 2014-01-09 Common Stock 23098 23098 D Stock option (right to buy) 26.76 2017-01-03 Common Stock 4200 4200 D Stock option (right to buy) 23.40 2018-01-02 Common Stock 4200 4200 D The options were exercisable in five equal annual installments on September 14, 2001, 2002, 2003, 2004 and 2005. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. Includes profit-sharing contributions and earnings since last filing. Craig C. Spengeman 2013-03-04