0001273412-11-000038.txt : 20110523 0001273412-11-000038.hdr.sgml : 20110523 20110523162433 ACCESSION NUMBER: 0001273412-11-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110523 FILED AS OF DATE: 20110523 DATE AS OF CHANGE: 20110523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMB JAMES R CENTRAL INDEX KEY: 0001236752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 11865288 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-23 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236752 LAMB JAMES R 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 1 0 0 0 Common Stock 2011-05-23 4 S 0 1000 12.50 D 1684 I Spouse Common Stock 19156 D Stock option (right to buy) 14.93 2011-03-08 Common Stock 4074 4074 D Stock option (right to buy) 27.51 2014-01-09 Common Stock 11548 11548 D Stock option (right to buy) 26.76 2017-01-03 Common Stock 2310 2310 D Stock option (right to buy) 23.40 2018-01-02 Common Stock 2310 2310 D Stock Option (right to buy) 13.43 2020-01-04 Common Stock 5000 5000 D Stock Option (right to buy) 13.53 2021-01-03 Common Stock 2500 2500 D The options were exercisable in five equal annual installments on April 28, 1999, 2000, 2001, 2002 and 2003. The options were exercisable in five equal annual installments on January 9, 2005, 2006, 2007, 2008 and 2009. On December 8, 2005, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014. The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015. James R. Lamb 2011-05-23