-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UU617BH2pI0BFJNW+M2Aidlb3XeSz1Kf/C2o3ybkk6o7nEN10YR29hhX4y/aHE1K SvgVcslvQX3Q5qg8yYgCaQ== 0001273412-11-000020.txt : 20110105 0001273412-11-000020.hdr.sgml : 20110105 20110105162523 ACCESSION NUMBER: 0001273412-11-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110103 FILED AS OF DATE: 20110105 DATE AS OF CHANGE: 20110105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PHILIP W III CENTRAL INDEX KEY: 0001236756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 11511180 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-03 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236756 SMITH PHILIP W III 190 MAIN STREET PO BOX 178 GLADSTONE NJ 07934 1 0 0 0 Common Stock 1050 I by Phillary Management Inc., a Corporation Common Stock 29533.5239 D Common Stock 7423.5435 I Spouse Common Stock 754.9927 I Child Common Stock 741.8215 I Child Stock option (right to buy) 27.51 2014-01-09 Common Stock 11550 11550 D Stock option (right to buy) 26.76 2017-01-03 Common Stock 2310 2310 D Stock option (right to buy) 23.40 2018-01-02 Common Stock 2310 2310 D Stock Option (right to buy) 13.43 2020-01-04 Common Stock 5000 5000 D Stock Option (right to buy) 13.53 2011-01-03 4 A 0 2500 A 2021-01-03 Common Stock 2500 2500 D The options were exercisable in five equal annual installments on January 9, 2005, 2006, 2007, 2008 and 2009. On December 8, 2005, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. Includes shares received through dividend reinvestment since the last filing. The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014. Option grant has no purchase or sale price The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015. Philip W. Smith III 2011-01-05 -----END PRIVACY-ENHANCED MESSAGE-----