-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qz3iX4XC8wtQ0nMRZVisqC7BMTT4Zuf5tTpfoxPe597AJsQlmgZzh3cj0SfvVvCp yjRFZDALskxoqA2XmEx9TQ== 0001261683-09-000016.txt : 20090311 0001261683-09-000016.hdr.sgml : 20090311 20090311104435 ACCESSION NUMBER: 0001261683-09-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090309 FILED AS OF DATE: 20090311 DATE AS OF CHANGE: 20090311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PHILIP W III CENTRAL INDEX KEY: 0001236756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 09671514 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-03-09 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236756 SMITH PHILIP W III 190 MAIN STREET PO BOX 178 GLADSTONE NJ 07934 1 0 0 0 Common Stock 2009-03-09 4 P 0 1000 12.77 A 1000 I by Phillary Management Inc., a Corporation Common Stock 27273.5486 D Common Stock 6974.4948 I Spouse Common Stock 698.0353 I Child Common Stock 685.2834 I Child Stock option (right to buy) 15.68 2010-03-08 Common Stock 1272 1272 D Stock option (right to buy) 28.89 2014-01-09 Common Stock 11000 11000 D Stock option (right to buy) 28.10 2017-01-03 Common Stock 2200 2200 D Stock option (right to buy) 24.57 2018-01-02 Common Stock 2200 2200 D The options were exercisable in five equal annual installments on January 9, 2005, 2006, 2007, 2008 and 2009. On December 8, 2005, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. Includes shares received through dividend reinvestment since the last filing. The options are exercisable in five equal annual installments on March 8, 2002, 2003, 2004, 2005 and 2006. Philip W. Smith III 2009-03-11 -----END PRIVACY-ENHANCED MESSAGE-----