-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WuJNgFT0f1N2ydI+tubUZ/+UJ4SsYgvKlVGfLuRTQxRq8ufNl76qv+V6OFhrKvMa tevQFJzH7hVWN7JOwPRMwQ== 0001261683-07-000049.txt : 20070703 0001261683-07-000049.hdr.sgml : 20070703 20070703161223 ACCESSION NUMBER: 0001261683-07-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070703 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIRMINGHAM ARTHUR F CENTRAL INDEX KEY: 0001236762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 07961018 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-07-03 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236762 BIRMINGHAM ARTHUR F 190 MAIN STREET GLADSTONE NJ 07934 0 1 0 0 EVP and CFO Common Stock 2007-07-03 4 M 0 4000 11.85 A 12470 D Common Stock 936 I Spouse Common Stock 3260.0173 I Profit Sharing Plan Stock Option (right to buy) 16.86 2011-01-11 Common Stock 3993 3993 D Stock Option (right to buy) 18.66 2009-02-05 Common Stock 5870 5870 D Stock Option (right to buy) 28.89 2004-01-09 2014-01-09 Common Stock 19249 19249 D Stock Option (right to buy) 11.85 2007-07-03 4 M 0 4000 D 2007-08-14 Common Stock 4000 0 D Stock option (right to buy) 28.10 2017-01-03 Common stock 3500 3500 D The options were exercisable in five equal annual installments on February 5, 2000, 2001, 2002, 2003 and 2004. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options were exercisable in five equal annual installments on August 14, 1998, 1999, 2000, 2001 and 2002. The options were exercisable in five equal annual installments on January 11, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. Option grant has no purchase or sale price. Arthur F. Birmingham 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----