-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UwH+Nl9Czzh8gGzykZHUKSXu6NBWwlwH9odID5mst0IiDBA31hB3vDPPkc1MOVJe f/hHmDWLCSPHgqg+324bng== 0001261683-07-000012.txt : 20070215 0001261683-07-000012.hdr.sgml : 20070215 20070215171509 ACCESSION NUMBER: 0001261683-07-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070215 DATE AS OF CHANGE: 20070215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PHILIP W III CENTRAL INDEX KEY: 0001236756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 07628399 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-03 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236756 SMITH PHILIP W III 190 MAIN STREET GLADSTONE NJ 07934 1 0 0 0 Common Stock 2007-02-13 4 F 0 1404 27.17 D 23285.5282 D Common Stock 2007-02-13 4 M 0 1893 17.53 A 25178.5282 D Common Stock 2007-02-13 4 M 0 318 15.68 A 25496.5282 D Stock Option (right to buy) 17.53 2007-02-13 4 M 0 1893 D 2008-04-28 Common Stock 1893 1892 D Stock Option (right to buy) 15.68 2007-02-13 4 M 0 318 D 2010-03-08 Common Stock 318 1272 D Stock Option (right to buy) 28.89 2014-01-09 Common Stock 11000 11000 D Stock option (right to buy) 28.10 2007-01-03 4 A 0 2200 A 2017-01-03 Common stock 2200 2200 D The reporting person received 540.9939 shares through dividend reinvestment since the last filing. The options were exercisable in five equal annual installments on March 8, 2002, 2003, 2004, 2005 and 2006. The options were exercisable in five equal annual installments on April 28, 1999, 2000, 2001, 2002 and 2003. The options were exercisable in five equal annual installments on January 9, 2005, 2006, 2007, 2008 and 2009. On December 8, 2005, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options. Option grant has no purchase or sale price. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. Philip W. Smith III 2007-02-15 -----END PRIVACY-ENHANCED MESSAGE-----