-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UH0fcOSYSuCwA4qBQ2LmA+QxtzL8ue7SWpjR1cbMq0u5ve6md1zYwhoV/cQva0+m AA76z5O0biYigB+BcpZ+Ug== 0001261683-04-000053.txt : 20041008 0001261683-04-000053.hdr.sgml : 20041008 20041008123138 ACCESSION NUMBER: 0001261683-04-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041006 FILED AS OF DATE: 20041008 DATE AS OF CHANGE: 20041008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULCAHY JOHN R CENTRAL INDEX KEY: 0001236754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 041071649 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-10-06 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236754 MULCAHY JOHN R PO BOX 178 GLADSTONE NJ 07934 1 0 0 0 Common Stock 2004-10-06 4 S 0 200 30.45 D 22109.0738 D Common Stock 2004-10-06 4 S 0 1000 30.40 D 21109.0738 D Common Stock 2004-10-06 4 S 0 800 30.29 D 20309.0738 D Common Stock 1315.1877 I Spouse Stock Option (right to buy) 17.53 2008-04-28 Common Stock 7702 7702 D Stock Option (right to buy) 15.68 2011-03-08 Common Stock 2328 2328 D Stock Option (right to buy) 28.89 2014-01-09 Common Stock 11000 11000 D PGC declared a 10% stock dividend on September 10, 2004, payable to all holders of record of common stock on October 1, 2004. As a result, the reporting person will receive 2,028.0976 shares of PGC common stock. At the same time, pursuant to anti-dilution provisions of PGC's stock option plan, options for 7002, 2117 and 10,000 shares of common stock held by the reporting person on October 1 became exercisable for 7702, 2328 and 11,000 shares of common stock. The reporting person's spouse will receive 119.5625 shares from the stock dividend declared on September 10, 2004. The options were exercisable in five equal annual installments on April 28, 1999, 2000, 2001, 2002 and 2003. The options were exercisable in five equal annual installments on March 8, 2002, 2003, 2004, 2005 and 2006. The options were exercisable in five equal annual installments on January 9, 2005, 2006, 2007, 2008 and 2009. This option was previously reported as an option of 7,002 shares of common stock at an exercise price of $19.28, but was adjusted to reflect the 10% stock dividend declared by PGC on September 10, 2004. This option was previously reported as an option of 2,117 shares of common stock at an exercise price of $17.28, but was adjusted to reflect the 10% stock dividend declared by PGC on September 10, 2004. This option was previously reported as an option of 10,000 shares of common stock at an exercise price of $31.78, but was adjusted to reflect the 10% stock dividend declared by PGC on September 10, 2004. John R. Mulcahy 2004-10-08 -----END PRIVACY-ENHANCED MESSAGE-----