-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KcjyEIHD2TBOoEB/7I5D8vmSFo/0JzbB5fCFb2yqQVFb1PlOIqzhLTtWf1mnHgN7 ouKKfRLiWlZY4aUemRW3KQ== 0001261683-04-000023.txt : 20040309 0001261683-04-000023.hdr.sgml : 20040309 20040309171405 ACCESSION NUMBER: 0001261683-04-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040305 FILED AS OF DATE: 20040309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENGEMAN CRAIG C CENTRAL INDEX KEY: 0001236758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 04658100 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-05 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236758 SPENGEMAN CRAIG C 190 MAIN STREET GLADSTONE NJ 07934 1 1 0 0 President Common Stock 2004-03-05 4 F 0 424 33.59 D 3999 D Common Stock 2004-03-05 4 M 0 2332 6.12 A 6331 D Stock Option (right to buy) 6.12 2004-03-05 4 M 0 2332 D 2005-04-25 Common Stock 2332 2332 D Option Grant has no purchase or sale price. These options were exercisable in five equal annual installments on April 25, 1996, 1997, 1998, 1999 and 2000. This reporting person directly owns four other lots of options that were previously included as one total. 1 - Granted 8/14/1997, 8,404 shares, expire 8/14/2007. 2 - Granted 2/5/1999, 5,337 shares, expire 2/5/2009. 3 - Granted 1/11/2001, 3,630 shares, expire 1/11/2011. 4 - Granted 5/10/2001, 2,420 shares, expire 5/10/2011. All options are presently exercisable. Number of shares has been adjusted for all stock dividends and splits since the date of grant. Balance includes 50 dividend reinvestment shares. On September 11, 2003, PGC declared a ten percent stock dividend, payable to all holders of record on October 1, 2003 of common stock on November 3, 2003. As a result, the reporting person received 400 shares of PGC common stock. At the same time, options for 23,388 shares of common stock held by the reporting person on October 1 became options fo 25,726 shares of common stock. Craig C. Spengeman 2004-03-09 -----END PRIVACY-ENHANCED MESSAGE-----