-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U6HV14+qewzU94gy9bnDawSYTmrFgDGFg8p5+DI1HubOOg7mSbqgJpKO9VFapY6h AE5rwmaWIjZrktrSOT7tdw== 0001261683-04-000018.txt : 20040113 0001261683-04-000018.hdr.sgml : 20040113 20040113165510 ACCESSION NUMBER: 0001261683-04-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040109 FILED AS OF DATE: 20040113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PHILIP W III CENTRAL INDEX KEY: 0001236756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 04523189 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-09 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236756 SMITH PHILIP W III 190 MAIN STREET GLADSTONE NJ 07934 1000Common Stock2004-01-124P010031.79A15556DCommon Stock2004-01-124P010031.79A5910ISpouseStoc k Option (right to buy)31.782004-01-094A010000A2014-01-09Common Stock1000010000DOption Grant has no purchase or sale price.The option becomes exercisable in five equal annual installments on January 9, 2005, 2006, 2007, 2008 and 2009.On September 11, 2003, PGC declared a ten percent stock dividend, payable to all holders of record on October 1, 2003 of common stock on November 3, 2003. As a result, the reporting person's spouse received 528 shares of PGC common stock. At the same time, his two children received 51 shares each of PGC common stock, bringing each of their holdings to 567 shares.Philip W. Smith III2004-01-13 -----END PRIVACY-ENHANCED MESSAGE-----