0001209191-23-020530.txt : 20230322 0001209191-23-020530.hdr.sgml : 20230322 20230322164106 ACCESSION NUMBER: 0001209191-23-020530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230320 FILED AS OF DATE: 20230322 DATE AS OF CHANGE: 20230322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hemhauser Maureen CENTRAL INDEX KEY: 0001786533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 23753421 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-20 0 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001786533 Hemhauser Maureen 500 HILLS DRIVE, SUITE 300 BEDMINSTER NJ 07921 0 1 0 0 EVP & Chief Risk Officer 0 Common Stock 2023-03-20 4 F 0 208 30.96 D 3463 D Common Stock 2256 I Rabbi Trust Common Stock 446.523 I 401(k) Restricted Stock Units Common Stock 210 210 D Restricted Stock Units 2023-03-20 4 A 0 6162 0.00 A Common Stock 6162 13022 D Restricted Stock Units 2023-03-20 4 A 0 2054 0.00 A Common Stock 2054 4720 D Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. Includes 401(k) contributions used to purchase PGC stock. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Maureen Hemhauser 2023-03-22