0001209191-22-038896.txt : 20220623
0001209191-22-038896.hdr.sgml : 20220623
20220623163648
ACCESSION NUMBER: 0001209191-22-038896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220622
FILED AS OF DATE: 20220623
DATE AS OF CHANGE: 20220623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waser Eric H.
CENTRAL INDEX KEY: 0001634922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16197
FILM NUMBER: 221035939
MAIL ADDRESS:
STREET 1: C/O PEAPACK-GLADSTONE FINANCIAL CORP
STREET 2: 500 HILLS DRIVE, SUITE 300
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP
CENTRAL INDEX KEY: 0001050743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 223537895
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 9082340700
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-22
0
0001050743
PEAPACK GLADSTONE FINANCIAL CORP
PGC
0001634922
Waser Eric H.
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER
NJ
07921
0
1
0
0
EVP, Head of Investment Bkg
Common Stock
2022-06-22
4
F
0
101
30.91
D
18327
D
Common Stock
23268
I
Rabbi Trust
Common Stock
9828.136
I
401 (k)
Common Stock
4709.9999
I
Employee Stock Purchase Plan
Restricted Stock Units
Common Stock
1712
1712
D
Restricted Stock Units
Common Stock
14033
14033
D
Restricted Stock Units
Common Stock
5522
5522
D
Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
Includes 401(k) contributions used to purchase PGC stock.
Includes shares received through dividend reinvestment since the last filing.
Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
Eric H. Waser
2022-06-23