0001209191-22-020743.txt : 20220323 0001209191-22-020743.hdr.sgml : 20220323 20220323141726 ACCESSION NUMBER: 0001209191-22-020743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220320 FILED AS OF DATE: 20220323 DATE AS OF CHANGE: 20220323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waser Eric H. CENTRAL INDEX KEY: 0001634922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 22762873 MAIL ADDRESS: STREET 1: C/O PEAPACK-GLADSTONE FINANCIAL CORP STREET 2: 500 HILLS DRIVE, SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-20 0 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001634922 Waser Eric H. 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 0 1 0 0 EVP, Head of Investment Bkg Common Stock 18124 D Common Stock 23268 I Rabbi Trust Common Stock 9828.136 I 401 (k) Common Stock 4702.9886 I Employee Stock Purchase Plan Restricted Stock Units 2022-03-20 4 A 0 1408 0.00 A Common Stock 1408 2016 D Restricted Stock Units 2022-03-20 4 A 0 2771 0.00 A Common Stock 2771 14033 D Restricted Stock Units Common Stock 5522 5522 D Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. Includes 401(k) contributions used to purchase PGC stock. Includes shares received through dividend reinvestment since the last filing. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Eric H. Waser 2022-03-23