0001209191-22-018706.txt : 20220315 0001209191-22-018706.hdr.sgml : 20220315 20220315110121 ACCESSION NUMBER: 0001209191-22-018706 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220311 FILED AS OF DATE: 20220315 DATE AS OF CHANGE: 20220315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNEDY DOUGLAS L CENTRAL INDEX KEY: 0001560350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 22739637 MAIL ADDRESS: STREET 1: C/O PEAPACK GLADSTONE FINANCIAL CORP STREET 2: 500 HILLS DRIVE, SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921-1538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-11 0 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001560350 KENNEDY DOUGLAS L 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 1 1 0 0 President & CEO Common Stock 2022-03-11 4 F 0 221 37.22 D 63169.749 D Common Stock 69801 I Rabbi Trust Common Stock 18105.09 I 401(k) Common Stock 7877.4737 I Employee Stock Purchase Plan Restricted Stock Units Common Stock 5640 5640 D Restricted Stock Units Common Stock 40191 40191 D Restricted Stock Units Common Stock 59898 59898 D Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. 18,284 shares held in trust. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. Includes 401(k) contributions used to purchase PGC stock. Includes shares received through dividend reinvestment since the last filing. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Douglas L. Kennedy 2022-03-15