0001209191-22-000040.txt : 20220103 0001209191-22-000040.hdr.sgml : 20220103 20220103104108 ACCESSION NUMBER: 0001209191-22-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211230 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PHILIP W III CENTRAL INDEX KEY: 0001236756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 22500909 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-30 0 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236756 SMITH PHILIP W III 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 1 0 0 0 Common Stock 55908.3554 D Common Stock 1335 I by Phillary Management Inc., a Corporation Common Stock 8423.2878 I Spouse Restricted Stock Units Common Stock 3108 3108 D Stock Option (right to buy) 10.72 2021-12-30 4 M 0 2500 D 2022-01-03 Common Stock 2500 0 D Stock Option (right to buy) 14.68 2023-01-02 Common Stock 2500 2500 D Includes shares received through dividend reinvestment since the last filing. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date. The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016. Option grant has no purchase or sale price. The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016. Philip W. Smith III 2022-01-03