0001209191-21-042974.txt : 20210624 0001209191-21-042974.hdr.sgml : 20210624 20210624153734 ACCESSION NUMBER: 0001209191-21-042974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210622 FILED AS OF DATE: 20210624 DATE AS OF CHANGE: 20210624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doyle Timothy E CENTRAL INDEX KEY: 0001787291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 211042712 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-22 0 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001787291 Doyle Timothy E 500 HILLS DRIVE, SUITE 300 BEDMINSTER NJ 07921 0 1 0 0 EVP, Chief Credit Officer Common Stock 2021-06-22 4 F 0 74 32.00 D 5191 D Common Stock 3160 I Rabbi Trust Common Stock 4005.1411 I 401(k) Common Stock 1213.9219 I ESPP Restricted Stock Units Common Stock 1448 1448 D Restricted Stock Units Common Stock 10026 10026 D Restricted Stock Units Common Stock 9148 9148 D Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. Includes 401(k) contributions used to purchase PGC stock. Includes shares received through dividend reinvestment since the last filing. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Timothy E. Doyle 2021-06-24