0001209191-21-022834.txt : 20210324 0001209191-21-022834.hdr.sgml : 20210324 20210324152744 ACCESSION NUMBER: 0001209191-21-022834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210320 FILED AS OF DATE: 20210324 DATE AS OF CHANGE: 20210324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Poland Todd CENTRAL INDEX KEY: 0001733297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 21768100 MAIL ADDRESS: STREET 1: 500 HILL DRIVE STREET 2: SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-20 0 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001733297 Poland Todd 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 0 1 0 0 EVP, General Counsel Common Stock 3834 I Rabbi Trust Common Stock 1131.2295 I Employee Stock Purchase Plan Restricted Stock Units Common Stock 1697 1697 D Restricted Stock Units 2021-03-20 4 A 0 3863 0.00 A Common Stock 3863 11209 D Restricted Stock Units 2021-03-20 4 A 0 1287 0.00 A Common Stock 1287 5347 D Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. Includes shares received through dividend reinvestment since the last filing. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Todd Poland 2021-03-24