0001209191-21-022325.txt : 20210322
0001209191-21-022325.hdr.sgml : 20210322
20210322161236
ACCESSION NUMBER: 0001209191-21-022325
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210320
FILED AS OF DATE: 20210322
DATE AS OF CHANGE: 20210322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH PHILIP W III
CENTRAL INDEX KEY: 0001236756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16197
FILM NUMBER: 21761423
MAIL ADDRESS:
STREET 1: 190 MAIN STREET P O BOX 178
CITY: GLADSTONE
STATE: NJ
ZIP: 07934
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP
CENTRAL INDEX KEY: 0001050743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 223537895
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 9082340700
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-20
0
0001050743
PEAPACK GLADSTONE FINANCIAL CORP
PGC
0001236756
SMITH PHILIP W III
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER
NJ
07921
1
0
0
0
Common Stock
53177.7792
D
Common Stock
1335
I
by Phillary Management Inc., a Corporation
Common Stock
8417.61
I
Spouse
Restricted Stock Units
2021-03-20
4
A
0
1434
0.00
A
Common Stock
1434
3108
D
Stock Option (right to buy)
10.72
2022-01-03
Common Stock
2500
2500
D
Stock Option (right to buy)
14.68
2023-01-02
Common Stock
2500
2500
D
Includes shares received through dividend reinvestment since the last filing.
Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
Philip W. Smith III
2021-03-22