0001209191-21-020381.txt : 20210315
0001209191-21-020381.hdr.sgml : 20210315
20210315120250
ACCESSION NUMBER: 0001209191-21-020381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210311
FILED AS OF DATE: 20210315
DATE AS OF CHANGE: 20210315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spero Vincent A
CENTRAL INDEX KEY: 0001477501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16197
FILM NUMBER: 21740658
MAIL ADDRESS:
STREET 1: 190 MAIN STREET
STREET 2: PO BOX 178
CITY: GLADSTONE
STATE: NJ
ZIP: 07934
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP
CENTRAL INDEX KEY: 0001050743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 223537895
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 9082340700
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-11
0
0001050743
PEAPACK GLADSTONE FINANCIAL CORP
PGC
0001477501
Spero Vincent A
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER
NJ
07921
0
1
0
0
EVP, Head of Comml Real Estate
Common Stock
2021-03-11
4
F
0
543
30.97
D
42636.6832
D
Common Stock
17911.08
I
401(k) Plan/Profit Sharing
Common Stock
4504.7885
I
Employee Stock Purchase Plan
Restricted Stock Units
Common Stock
7285
7285
D
Restricted Stock Units
Common Stock
16170
16170
D
Restricted Stock Units
Common Stock
9208
9208
D
Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
Includes 401(k) contributions used to purchase PGC stock.
Includes shares received through dividend reinvestment since the last filing.
Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
Vincent A. Spero
2021-03-15