0001209191-21-020363.txt : 20210315
0001209191-21-020363.hdr.sgml : 20210315
20210315113528
ACCESSION NUMBER: 0001209191-21-020363
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210311
FILED AS OF DATE: 20210315
DATE AS OF CHANGE: 20210315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BABCOCK JOHN P
CENTRAL INDEX KEY: 0001602623
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16197
FILM NUMBER: 21740601
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
STREET 2: SUITE 300
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP
CENTRAL INDEX KEY: 0001050743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 223537895
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 9082340700
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-11
0
0001050743
PEAPACK GLADSTONE FINANCIAL CORP
PGC
0001602623
BABCOCK JOHN P
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER
NJ
07921
0
1
0
0
SEVP & Pres of Priv Wealth Mgt
Common Stock
2021-03-11
4
F
0
160
30.97
D
47418
D
Common Stock
12935
I
Rabbi Trust
Common Stock
6517
I
401(k)
Restricted Stock Unit
Common Stock
12656
12656
D
Restricted Stock Unit
Common Stock
23615
23615
D
Restricted Stock Unit
Common Stock
45211
45211
D
Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
Includes 401(k) contributions used to purchase PGC stock.
Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
John P. Babcock
2021-03-15