0001209191-21-020363.txt : 20210315 0001209191-21-020363.hdr.sgml : 20210315 20210315113528 ACCESSION NUMBER: 0001209191-21-020363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BABCOCK JOHN P CENTRAL INDEX KEY: 0001602623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 21740601 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-11 0 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001602623 BABCOCK JOHN P 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 0 1 0 0 SEVP & Pres of Priv Wealth Mgt Common Stock 2021-03-11 4 F 0 160 30.97 D 47418 D Common Stock 12935 I Rabbi Trust Common Stock 6517 I 401(k) Restricted Stock Unit Common Stock 12656 12656 D Restricted Stock Unit Common Stock 23615 23615 D Restricted Stock Unit Common Stock 45211 45211 D Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. Includes 401(k) contributions used to purchase PGC stock. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. John P. Babcock 2021-03-15