0001209191-20-018767.txt : 20200313
0001209191-20-018767.hdr.sgml : 20200313
20200313134709
ACCESSION NUMBER: 0001209191-20-018767
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200311
FILED AS OF DATE: 20200313
DATE AS OF CHANGE: 20200313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KENNEDY DOUGLAS L
CENTRAL INDEX KEY: 0001560350
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16197
FILM NUMBER: 20711880
MAIL ADDRESS:
STREET 1: C/O PEAPACK GLADSTONE FINANCIAL CORP
STREET 2: 500 HILLS DRIVE, SUITE 300
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921-1538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP
CENTRAL INDEX KEY: 0001050743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 223537895
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 9082340700
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-11
0
0001050743
PEAPACK GLADSTONE FINANCIAL CORP
PGC
0001560350
KENNEDY DOUGLAS L
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER
NJ
07921
1
1
0
0
President & CEO
Common Stock
2020-03-11
4
F
0
219
22.81
D
91861.749
D
Common Stock
33412
I
Rabbi Trust
Common Stock
7807
I
401(k)
Common Stock
5435.4056
I
Employee Stock Purchase Plan
Restricted Stock Units
Common Stock
22532
22532
D
Restricted Stock Units
Common Stock
1332
1332
D
Restricted Stock Units
Common Stock
27202
27202
D
Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
18,284 shares held in trust.
Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
Includes 401(k) contributions used to purchase PGC stock.
Includes shares received through dividend reinvestment since the last filing.
Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
Douglas L. Kennedy
2020-03-13